Hilltop Wealth & Tax Solutions

RIASEC RegisteredEst. 2019
Total AUM
$616M
Discretionary
$600M
97% of AUM
Avg account
$221K
Accounts
2,784
Employees
16
Advisory reps
9

Firm details

Headquarters
Mishawaka, Indiana
CRD number
290981
Registered since
May 10, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types
  • HNWI65.56%
  • Individuals33.69%
  • Corporations / Businesses0.4%
  • Other Investment Advisers0.33%
  • Charitable Organizations0.02%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Hilltop Wealth & Tax Solutions is an independent registered investment adviser organized as an LLC and SEC-registered since 2019. The firm serves both individual and family clients as well as institutional clients and combines advisory services with accounting and registered representative activities. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly, fixed-fee, and commission-based options. Core advisory offerings include financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 66%, Exchange Traded Equities 24%, Cash & Cash Equivalents 8%, State & Local Bonds 1%, Other 1%66%
  • Public Funds/Mutual Funds66%
  • Exchange Traded Equities24%
  • Cash & Cash Equivalents8%
  • State & Local Bonds1%
  • Other1%

Owners & executives

1 of 1
  • Erik Brenner

    Erik Brenner

    President, CEOCRD 2502052

Contacts

3 of 8
  • Matthew Aurenz

    Matthew Aurenz

    Private Wealth AdvisorCRD 4513827

  • Clifton Hawkins

    Clifton Hawkins

    Private Wealth AdvisorCRD 6262895

  • Tyler Bolla

    Tyler Bolla

    Private Wealth AdvisorCRD 6469377

Unlock 5 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 92

Active vs passive

$326M in ETFs

Passive

99%

$323M

Active

1%

$3.3M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD RUSSELL 1000 INDEX FUND (VONE)VanguardPassiveLarge Blend$46.8M138,12714.34%

Location

Primary office

Mishawaka, IN

St Joseph

Location

Mishawaka, IN

Headquartered in Mishawaka, IN, anchoring the South Bend-Elkhart-Mishawaka, IN-MI metro in the Midwest.

Metro area
South Bend-Elkhart-Mishawaka, IN-MI
Region
Midwest
County
St Joseph
Address
4100 Edison Lakes Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth