HILLTOP WEALTH & TAX SOLUTIONS
Firm details
- Headquarters
- MISHAWAKA, Indiana
- CRD number
- 290981
- Registered since
- May 10, 2019
- Website
- hilltopwealthsolutions.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI65.56%
- Individuals33.69%
- Corporations / Businesses0.4%
- Other Investment Advisers0.33%
- Charitable Organizations0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Hilltop Wealth & Tax Solutions is an independent RIA organized as an LLC and SEC-registered since 2019. The firm serves both individual and institutional clients and offers a mix of financial planning, portfolio management for individuals and small businesses, pension consulting services, and educational workshops. It also operates with a hybrid business model: RIA advisory services alongside activities as a registered representative of a broker-dealer. The firm’s fee schedule is mixed—percentage of AUM plus hourly and fixed-fee arrangements, and it also generates commission-based revenue. Hilltop identifies as a non-ESG investor and lists accounting-related industry affiliations among its professional links.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds66%
- Exchange Traded Equities24%
- Cash & Cash Equivalents8%
- State & Local Bonds1%
- Other1%
Owners & executives
1 of 1ERIK BRENNER
President, CEOCRD 2502052
Contacts
3 of 8Kyle Van Liere
ParaplannerCRD 7579680
TAREQ JALLAF
Investment Operations AssociateCRD 7113099
ELIZABETH FOLEY
Partner, Private Wealth AdvisorCRD 1983741
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 69Active vs passive
$324M in ETFs
94%
$305M
6%
$19.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD RUSSELL 1000 INDEX FUND (VONE) | Vanguard | Passive | Large Blend | $74M | 250,902 | 22.83% |
Location
MISHAWAKA, IN
ST JOSEPH
Location
MISHAWAKA, IN
Headquartered in MISHAWAKA, IN, anchoring the South Bend-Elkhart-Mishawaka, IN-MI metro in the Midwest.
- Metro area
- South Bend-Elkhart-Mishawaka, IN-MI
- Region
- Midwest
- County
- ST JOSEPH
- Address
- 4100 Edison Lakes Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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