Cfci

RIASEC RegisteredEst. 2004
Total AUM
$596M
Discretionary
$596M
100% of AUM
Avg account
$550K
Accounts
1,083
Employees
22
Advisory reps
12

Firm details

Headquarters
Bloomington, Indiana
CRD number
128257
Registered since
March 4, 2004
Website
www.cfci.us
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI56.65%
  • Individuals35.19%
  • Charitable Organizations8.17%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Cfci is a privately owned advisory firm that provides portfolio management to individuals, small businesses, and institutional clients. The firm is SEC-registered (since 2004) and identifies as a capital allocator, using both in-house portfolio management and selection of third-party advisers. Fee arrangements include a percentage of assets under management and hourly charges. Its advisory services explicitly cover portfolio management for individuals and businesses, pension consulting and the selection of other advisers. Cfci does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, Public Funds/Mutual Funds 13%, Investment Grade Corp Bonds 12%, Non-Exchange Traded Equities 10%, Cash & Cash Equivalents 5%, State & Local Bonds 3%, US Government Bonds 2%, Other 2%, Non-Investment Grade Corp Bonds 1%52%
  • Exchange Traded Equities52%
  • Public Funds/Mutual Funds13%
  • Investment Grade Corp Bonds12%
  • Non-Exchange Traded Equities10%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • Daniel Hays

    Daniel Hays

    Chief Compliance OfficerCRD 4332513

Contacts

3 of 11
  • Douglas Hughes

    Douglas Hughes

    Vice PresidentCRD 4028855

  • Joshua Norris

    Joshua Norris

    Insurance BrokerCRD 6569645

  • Jared Crow

    Jared Crow

    Financial Consultant AssistantCRD 7395321

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 124

Active vs passive

$129M in ETFs

Passive

69%

$88.9M

Active

24%

$40.3M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$10.1M13,7757.85%
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Location

Primary office

Bloomington, IN

Monroe

Location

Bloomington, IN

Headquartered in Bloomington, IN, anchoring the Bloomington-Bedford, IN metro in the Midwest.

Metro area
Bloomington-Bedford, IN
Region
Midwest
County
Monroe
Address
674 S College Ave
Time zone
ET (UTC-5)
Office locations

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