Highwood Securities LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
1
Avg account
$0

Firm details

Headquarters
Oyster Bay, New York
CRD number
309938
Registered since
April 29, 2021

Firm profile

FINTRX

Overview

Highwood Securities LLC is organized as a limited liability company and appears on SEC records with an initial registration year of 2021. The firm is listed as owned by a combination of a domestic entity and an individual and is classified as “unclassified” in the provided snapshot. The profile contains very limited operational detail: fields for advisory activities, business activities, client base, and fee structure are not populated in the source data. The snapshot flags several negative indicators rather than active service lines: Highwood Securities is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and is not listed as a related adviser. Publicly available information in the FINTRX profile does not describe the firm’s investment approach, client segments, or service offerings.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • James Taormina

    James Taormina

    President, CFOCRD 730139

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Oyster Bay, NY

Nassau

Location

Oyster Bay, NY

Headquartered in Oyster Bay, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
62 Oak Hill Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth