Highwood Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
1
Avg account
$0

Firm details

Headquarters
Oyster Bay, New York
CRD number
309938
Registered since
April 29, 2021

Firm profile

FINTRX

Overview

Highwood Securities LLC is organized as a limited liability company with domestic/individual ownership. FINTRX classifies the firm as unclassified and records no public description of its advisory or business activities. The dataset indicates the firm does not act as a capital allocator and is not identified as an active ESG investor. Additional attributes in the snapshot show it is not a multi-state adviser, not newly formed, not a pension consultant, and not listed as a related adviser. The firm has not supplied narrative material about its strategy, client focus, or the services it provides. That absence of disclosed activity means there is no information in the source to characterize investment style, target clientele, or fee arrangements.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • James Taormina

    James Taormina

    President, CFOCRD 730139

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Oyster Bay, NY

Nassau

Location

Oyster Bay, NY

Headquartered in Oyster Bay, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
62 Oak Hill Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth