Highwood Securities LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
1
Avg account
$0

Firm details

Headquarters
Oyster Bay, New York
CRD number
309938
Registered since
April 29, 2021

Firm profile

FINTRX

Overview

Highwood Securities LLC is a limited liability company that registered with the SEC in 2021. FINTRX records list the firm's ownership as a combination of a domestic entity and an individual, and they are classified as "Unclassified" in the dataset. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. The available profile provides little detail about the firm's business model or client focus: fee structure, specific advisory services, client segments and other operational descriptions are not reported in the source data. The record also indicates the firm is not a multi-state adviser, not a pension consultant, and has no related adviser relationships listed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • James Taormina

    James Taormina

    President, CFOCRD 730139

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Oyster Bay, NY

Nassau

Location

Oyster Bay, NY

Headquartered in Oyster Bay, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
62 Oak Hill Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth