Hazard & Siegel, Inc.

Broker-DealerFINRA MemberEst. 1968
Total AUM
Advisory reps
63
Avg account
$0

Firm details

Headquarters
Syracuse, New York
CRD number
2048
Registered since
July 8, 1968

Firm profile

FINTRX

Overview

Hazard & Siegel, Inc. is organized as a corporation and has been SEC-registered since 1968. The firm is privately held (owner type: individual) and is recorded in FINTRX as an unclassified adviser. Available disclosures are sparse: the record does not include descriptions of advisory activities, fee schedules, or client segments. The firm is flagged as not acting as a capital allocator and not identified as an active ESG investor. It is also noted as not being a multi-state adviser, not a newly formed adviser, and not a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Peter Ward

    Peter Ward

    Founder and CEOCRD 5104412

  • Patricia Rugari

    COO & CFOCRD 4836500

  • Alexander Joseph

    Alexander Joseph

    CEOCRD 1092307

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Contacts

3 of 59
  • Heidi Rexford

    Investment Advisor RepresentativeCRD 4525092

  • Clyde Goldberg

    Clyde Goldberg

    Investment Advisor RepresentativeCRD 223898

  • Stephen Polizzi

    Stephen Polizzi

    Independent Financial AdvisorCRD 1037994

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Syracuse, NY

Onondaga

Location

Syracuse, NY

Headquartered in Syracuse, NY, anchoring the Syracuse-Auburn, NY metro in the Northeast.

Metro area
Syracuse-Auburn, NY
Region
Northeast
County
Onondaga
Address
5793 Widewaters Pkwy
Time zone
ET (UTC-5)
Office locations

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