HAVEN CAPITAL GROUP

RIASEC RegisteredEst. 2024

Total AUM

$144M

Discretionary

$144M

100% of AUM

Avg account

$1.2M

Accounts

125

Employees

Advisory reps

Firm details

Headquarters: WESTLAKE VILLAGE, California
CRD number: 149641
Registered since: May 10, 2024
Website: www.havencapitalgroup.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI90.8%
Individuals4.56%
Pension & Profit Sharing Plans3.92%
Charitable Organizations0.71%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Haven Capital Group is an independent registered investment adviser that serves individual and family clients with fee-based financial planning and portfolio management. The firm is SEC-registered (2024) and is owned by an individual principal. Its advisory practice combines percentage-of-AUM billing with hourly charges, and its stated activities include financial planning, portfolio management for individuals and small businesses, and portfolio management for businesses or institutions. Investment activity is equity-focused: the firm shows a clear preference for exchange‑traded equities as the primary building block of client portfolios. Haven Capital Group is not identified as an active ESG investor. The firm also lists real estate broker affiliations in its industry relationships, which suggests a capability to source or evaluate real estate opportunities alongside its advisory business.