Guild Investment Management, Inc.
Firm details
- Headquarters
- Westlake Village, California
- CRD number
- 108390
- Registered since
- September 28, 1999
- Website
- www.guildinvestment.com
- Custodians
- CITIGROUP GLOBAL MARKETS INC., CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Subscription Fees
- Client types
- HNWI94.69%
- Individuals4.82%
- Charitable Organizations0.41%
- Pension & Profit Sharing Plans0.08%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals
Firm profile
FINTRXOverview
Guild Investment Management, Inc. is an independent registered investment adviser that has been operating since 1999 and is owned by an individual. The firm serves both individual/family clients and institutional accounts, providing financial planning, portfolio management for individuals, small businesses and institutions, and also publishes periodicals or newsletters. Its fee arrangements include a percentage-of-assets model and subscription fees. Guild does not identify as an active ESG investor, is not registered as a multi-state adviser, and is not structured as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities78%
- Cash & Cash Equivalents15%
- US Government Bonds3%
- State & Local Bonds2%
- Public Funds/Mutual Funds1%
Owners & executives
1 of 1
Montague Guild,jr.
Chief Investment Officer, FounderCRD 4362959
Contacts
3 of 3
Rudolph Von Abele
Executive Vice President, PartnerCRD 7223404
Anthony Danaher
PRINCIPAL & WEALTH ADVISORCRD 4363077
Bronwyn Von Abele
Executive Vice PresidentCRD 7223403
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 34Active vs passive
$107M in ETFs
94%
$100M
6%
$6.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| GLOBAL X 1-3 MONTH T-BILL ETF (CLIP) | GlobalX | Passive | Ultrashort Bond | $14.1M | 140,100 | 13.14% |
Location
Westlake Village, CA
Ventura
Location
Westlake Village, CA
Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Ventura
- Address
- 31225 Lane Baya Dr
- Time zone
- PT (UTC-8)
- Office locations
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