GUILD INVESTMENT MANAGEMENT, INC.
Firm details
- Headquarters
- WESTLAKE VILLAGE, California
- CRD number
- 108390
- Registered since
- September 28, 1999
- Website
- www.guildinvestment.com
- Custodians
- CITIGROUP GLOBAL MARKETS INC., CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Subscription Fees
- Client types
- HNWI94.69%
- Individuals4.82%
- Charitable Organizations0.41%
- Pension & Profit Sharing Plans0.08%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals
Firm profile
FINTRXOverview
Guild Investment Management, Inc. is an independent registered investment adviser that operates a hybrid advisory practice focused on individual, family and institutional clients. The firm leans into equity-centric portfolio construction, using exchange-traded instruments as the primary vehicle for market exposure while pairing those core holdings with targeted fixed income and inflation-protection positions. Advisory services extend beyond portfolio management to financial planning and periodic published commentary, reflecting an engagement model that combines discretionary portfolio oversight with client education. Fee arrangements include a percentage-of-assets model alongside subscription fees. The adviser is not positioned as an ESG-focused manager and maintains a single-owner structure. Investment activity shows a clear preference for liquid, ETF-based implementations for core allocations, supplemented by selective direct equity positions and third-party alternative manager relationships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities78%
- Cash & Cash Equivalents15%
- US Government Bonds3%
- State & Local Bonds2%
- Public Funds/Mutual Funds1%
Owners & executives
1 of 1MONTAGUE GUILD,JR.
Chief Investment Officer, FounderCRD 4362959
Contacts
3 of 3Rudolph von Abele
Executive Vice President, PartnerCRD 7223404
ANTHONY DANAHER
PRINCIPAL & WEALTH ADVISORCRD 4363077
Bronwyn von Abele
Executive Vice PresidentCRD 7223403
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 25Active vs passive
$105M in ETFs
94%
$98.6M
6%
$6.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND (VTIP) | Vanguard | Passive | Short Term Inflation Protected Bond | $16.6M | 331,890 | 15.78% |
Location
WESTLAKE VILLAGE, CA
VENTURA
Location
WESTLAKE VILLAGE, CA
Headquartered in WESTLAKE VILLAGE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- VENTURA
- Address
- 31225 Lane Baya Dr
- Time zone
- PT (UTC-8)
- Office locations
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