FMB Retirement Services

RIASEC RegisteredEst. 2012

Total AUM

$146M

Discretionary

$146M

100% of AUM

Avg account

$1.7M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Westlake Village, California
CRD number: 164571
Registered since: July 18, 2012
Website: fmbwealth.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, ASCENSUS TRUST, CAPITAL CLIENT GROUP, INC., CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Pension & Profit Sharing Plans100%
Services: Portfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

FMB Retirement Services is a corporation registered with the SEC since 2012 that operates as an institutional registered investment adviser focused on retirement and institutional clients. The firm charges fees as a percentage of assets under management and lists portfolio management for businesses or institutions and pension consulting services among its advisory activities. It is structured as an individually owned firm and is not identified as a capital allocator or an active ESG investor. The FINTRX snapshot flags the firm as serving institutional clients rather than retail households, and it is not designated as a multistate adviser. The firm’s service set aligns with plan-focused work—advisory arrangements for business- or institution-sponsored plans and related consulting.