Classic Financial

RIASEC RegisteredEst. 2026

Total AUM

$152M

Discretionary

$71.7M

47% of AUM

Avg account

$705K

Accounts

215

Employees

Advisory reps

Firm details

Headquarters: Westlake Village, California
CRD number: 120228
Registered since: March 23, 2026
Website: classicfinancial.net
Custodians: SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM, Other
Client types: HNWI75.08%
Individuals16.48%
Pension & Profit Sharing Plans8.39%
Charitable Organizations0.04%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Classic Financial is an independent registered investment adviser organized as a corporation and owned by an individual. The firm serves both individual/family and institutional clients and acts as a capital allocator, combining advisory services with insurance brokerage. Its fee model includes percentage-of-AUM billing alongside other fee arrangements. Classic Financial lists financial planning, portfolio management for individuals/small businesses and for businesses/institutions, pension consulting services, and the selection of other advisers among its advisory activities. The firm does not identify as an active ESG investor and is not a multi-state adviser. Classic Financial is SEC-registered (2026) and positions itself to manage portfolios across client types rather than focusing on a single niche. The firm’s combination of advisory and insurance brokerage capabilities suggests it integrates risk-transfer products into client strategies when appropriate.