HAITONG INTERNATIONAL SECURITIES (USA) INC.

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
18
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
132201
Registered since
January 13, 2005

Firm profile

FINTRX

Overview

Haitong International Securities (USA) Inc. is organized as a corporation and has been SEC-registered since 2005. Ownership is reported as a mix of a foreign entity and an individual. The firm is listed as unclassified in the snapshot data and is not reported to act as a capital allocator. It is not identified as an active ESG investor, a multistate adviser, a pension consultant, a related adviser, or a newly formed adviser. The firm did not provide narrative detail about its business activities, advisory services, or external affiliations in the source record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • YAN WU

    Deputy Chief Executive OfficerCRD 3120765

  • WeiLu YE

    CEOCRD 7205185

  • SEAN FORBES

    President, Chief Compliance OfficerCRD 1554301

Contacts

3 of 15
  • DANIEL PYNE

    Managing DirectorCRD 3019104

  • SHERMAN GUO

    DirectorCRD 5366311

  • SILVIA BASILOTTA

    Senior Managing DirectorCRD 1201948

Unlock 12 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
130 W 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth