Haitong International Securities (USA) Inc.

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
18
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
132201
Registered since
January 13, 2005

Firm profile

FINTRX

Overview

Haitong International Securities (USA) Inc. is a corporate securities entity that has been registered with the U.S. Securities and Exchange Commission since 2005. Ownership is recorded as involving a foreign entity and individual ownership, reflecting its ties to non‑U.S. stakeholders. The firm is listed as "Unclassified" in publicly available records and is not identified as a capital allocator. It does not appear to market itself as an active ESG investor, a multi‑state adviser, a pension consultant, a related adviser, or a newly formed adviser. The firm has provided little public detail about its client mix, fee arrangements, or specific advisory and business activities, so its operating focus beyond its regulatory registration is not clearly documented.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Yan Wu

    Deputy Chief Executive OfficerCRD 3120765

  • WeiLu Ye

    CEOCRD 7205185

  • Sean Forbes

    Sean Forbes

    President, Chief Compliance OfficerCRD 1554301

Contacts

3 of 15
  • Daniel Pyne

    Daniel Pyne

    Managing DirectorCRD 3019104

  • Sherman Guo

    DirectorCRD 5366311

  • Silvia Basilotta

    Silvia Basilotta

    Senior Managing DirectorCRD 1201948

Unlock 12 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
130 W 42nd St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth