Haitong International Securities (USA) Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 132201
- Registered since
- January 13, 2005
- Website
- www.htisec.com
Firm profile
FINTRXOverview
Haitong International Securities (USA) Inc. is a corporate securities entity that has been registered with the U.S. Securities and Exchange Commission since 2005. Ownership is recorded as involving a foreign entity and individual ownership, reflecting its ties to non‑U.S. stakeholders. The firm is listed as "Unclassified" in publicly available records and is not identified as a capital allocator. It does not appear to market itself as an active ESG investor, a multi‑state adviser, a pension consultant, a related adviser, or a newly formed adviser. The firm has provided little public detail about its client mix, fee arrangements, or specific advisory and business activities, so its operating focus beyond its regulatory registration is not clearly documented.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Yan Wu
Deputy Chief Executive OfficerCRD 3120765
WeiLu Ye
CEOCRD 7205185

Sean Forbes
President, Chief Compliance OfficerCRD 1554301
Contacts
3 of 15
Daniel Pyne
Managing DirectorCRD 3019104
Sherman Guo
DirectorCRD 5366311

Silvia Basilotta
Senior Managing DirectorCRD 1201948
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 130 W 42nd St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Pacific Century Securities, LLC
Broker-DealerNew York, NY
Abacus International Capital Corp.
Broker-DealerNew York, NY
First Avenue
Broker-DealerNew York, NY
Collectable Securities
Broker-DealerNew York, NY
SEB Securities, Inc.
Broker-DealerNew York, NY
Uphold Securities Inc.
Broker-DealerNew York, NY