Guotai Haitong Securities (USA) Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 132201
- Registered since
- January 13, 2005
- Website
- www.htisec.com
Firm profile
FINTRXOverview
Guotai Haitong Securities (USA) Inc. is listed in FINTRX as a U.S. corporate entity that carries the Guotai Haitong name and is identified as having foreign and individual ownership. The profile in the data set is minimal: the firm is classified as "Unclassified" and no specific business lines, advisory services, or client segments are disclosed. The entry indicates the firm does not act as a capital allocator and is not identified as an active ESG investor. It is not listed as a multi-state adviser, pension consultant, related adviser, or newly formed adviser in the available record. FINTRX notes that the firm has not supplied details about its activities or affiliations, and there are no reported client or assets-under-management figures in the record.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Sean Forbes
President, Chief Compliance OfficerCRD 1554301
Yan Wu
Deputy Chief Executive OfficerCRD 3120765
WeiLu Ye
Team CEOCRD 7205185
Contacts
3 of 15
Silvia Basilotta
Senior Managing DirectorCRD 1201948

Elena Yoon
DirectorCRD 1987727

Emmanuel Hermes
Executive DirectorCRD 2017893
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 130 W 42nd St
- Time zone
- ET (UTC-5)
- Office locations
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