GRAHAM & CO. ADVISORY, INC.

Overview

Graham & Co Advisory, Inc. is a small adviser that manages portfolios for individuals, families and small businesses while operating as a registered representative of a broker-dealer. The firm charges fees as a percentage of assets under management and runs client relationships on a discretionary basis. Investment activity shows a clear preference for exchange-traded equities and ETFs as the primary building blocks of client portfolios, supplemented by mutual funds and insurance products where appropriate. The firm does not identify as an active ESG investor and is structured as an individually owned corporation. Portfolio construction appears focused on liquid, exchange-traded instruments for core exposure, with supplemental allocations to income- and alternative-oriented strategies. Because the adviser custodizes most assets at a major brokerage and acts as a registered rep, clients receive a mix of managed account oversight and access to broker-dealer products when appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices