GOULD ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 2004
Total AUM
$1B
Discretionary
$995M
96% of AUM
Avg account
$1.6M
Accounts
644
Employees
15
Advisory reps
9

Firm details

Headquarters
CLAREMONT, California
CRD number
113098
Registered since
May 27, 2004
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • HNWI88.61%
  • Individuals7.5%
  • Charitable Organizations3.89%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Gould Asset Management LLC is a privately held investment adviser organized as a limited liability company and registered with the SEC in 2004. The firm serves both individual and family clients as well as institutional clients, offering financial planning and portfolio management for individuals, small businesses, and larger business or institutional accounts. Its fee arrangements include asset-based fees, hourly and fixed-fee engagements, and the ability to charge performance-based fees. Gould does not identify as an active ESG investor and maintains a broker-dealer industry affiliation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 82%, Exchange Traded Equities 7%, Other 4%, Cash & Cash Equivalents 3%, State & Local Bonds 2%, US Government Bonds 1%, Investment Grade Corp Bonds 1%82%
  • Public Funds/Mutual Funds82%
  • Exchange Traded Equities7%
  • Other4%
  • Cash & Cash Equivalents3%
  • State & Local Bonds2%

Owners & executives

1 of 1
  • THOMAS CARR

    Partner & Chief Compliance OfficerCRD 2379137

Contacts

3 of 8
  • JEZMIER JOHNSON-OLIVEROS

    Portfolio AnalystCRD 7845067

  • JOHN DEBIASE

    PartnerCRD 6090948

  • SCOTT SMITH

    Partner, Senior Portfolio ManagerCRD 4859160

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 104

Active vs passive

$542M in ETFs

Passive

95%

$516M

Active

4%

$25.5M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$145M223,33826.82%

Location

Primary office

CLAREMONT, CA

LOS ANGELES

Location

CLAREMONT, CA

Headquartered in CLAREMONT, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
341 W 1st St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth