Financial Designs Corporation

RIASEC RegisteredEst. 1995
Total AUM
$508M
Discretionary
$371M
73% of AUM
Avg account
$387K
Accounts
1,312
Employees
6
Advisory reps
4

Firm details

Headquarters
Claremont, California
CRD number
14829
Registered since
May 24, 1995
Website
fdcadvisors.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI68.57%
  • Individuals31.42%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Financial Designs Corporation is an independent, SEC-registered investment advisory firm organized as a corporation and operating since 1995. The firm serves both individual and family clients and institutional accounts, and it bills through a mix of AUM-based fees as well as hourly and fixed-fee arrangements. Core advisory offerings listed in filings are financial planning and portfolio management for individuals and small businesses. The firm is not identified as an active ESG investor, and it is not described as a pension consultant or related adviser in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 95%, Cash & Cash Equivalents 2%, Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%95%
  • Public Funds/Mutual Funds95%
  • Cash & Cash Equivalents2%
  • Exchange Traded Equities1%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • Greg Morton

    Greg Morton

    CFOCRD 5771231

Contacts

3 of 3
  • Brandon Morton

    Brandon Morton

    Financial Advisor AssistantCRD 5619974

  • Nino Pavan

    Nino Pavan

    PresidentCRD 2358609

  • Vaughn Heydel

    Vaughn Heydel

    Account Vice President and Financial AdvisorCRD 5101142

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 31

Active vs passive

$182M in ETFs

Passive

71%

$129M

Active

21%

$53.2M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT)BlackRockPassiveLarge Blend$46.2M281,22125.37%
Unlock additional holdings →

Location

Primary office

Claremont, CA

Los Angeles

Location

Claremont, CA

Headquartered in Claremont, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
540 W Baseline Rd
Time zone
PT (UTC-8)
Office locations

Similar firms

Lifesteps Financial

RIA

Claremont, CA

AUM $443MTEAM 9REPS 7

Evermont Wealth

RIA

Claremont, CA

AUM $334MTEAM 4REPS 3

Gould Asset Management LLC

RIA

Claremont, CA

AUM $1BTEAM 15REPS 9

Claremont Financial Group,Inc.

RIA

Claremont, CA

AUM $140MTEAM 4REPS 2

Solace Capital Partners, L.P.

RIA

El Segundo, CA

AUM $508MTEAM 10REPS 3

IBN Asset Management, LLC

RIA

Thousand Oaks, CA

AUM $508MTEAM 6REPS 7
More RIAs in Claremont →All California RIAs →