LIFESTEPS FINANCIAL

RIASEC RegisteredEst. 2010

Total AUM

$443M

Discretionary

$341M

77% of AUM

Avg account

$372K

Accounts

1,191

Employees

Advisory reps

Firm details

Headquarters: CLAREMONT, California
CRD number: 153852
Registered since: June 22, 2010
Website: www.lifestepsfinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI61.66%
Individuals34.83%
Corporations / Businesses3.51%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Lifesteps Financial is an independent registered investment adviser that has been SEC-registered since 2010. The firm is structured as a corporation with individual ownership and positions itself as a fee-based wealth manager and capital allocator serving both individual/family clients and institutional or business accounts. Its fee arrangements include a percentage of assets under management as well as flat fixed-fee engagements. Advisory services listed by the firm include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selection of other advisers. The firm does not identify as an active ESG investor. It reports being a capital allocator and uses third-party managers when appropriate.