Lifesteps Financial
Firm details
- Headquarters
- Claremont, California
- CRD number
- 153852
- Registered since
- June 22, 2010
- Website
- www.lifestepsfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI61.66%
- Individuals34.83%
- Corporations / Businesses3.51%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Lifesteps Financial is an independent registered investment adviser operating as a corporation and SEC-registered since 2010. The firm is owner-operated and positions itself as a capital allocator serving both individual/family clients and institutional accounts. Its advisory services include financial planning, discretionary and non-discretionary portfolio management for individuals, small businesses and institutions, and the selection of third‑party advisers. Fees are charged as a percentage of assets under management and via fixed-fee arrangements. Lifesteps does not self-identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds41%
- Exchange Traded Equities23%
- State & Local Bonds18%
- Cash & Cash Equivalents17%
- Other1%
Contacts
3 of 7Marylynn Ford
AnalystCRD 6027933
M'lissa Swift
Financial PlannerCRD 7220761
Henry Ford
FounderCRD 2697895
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 319Active vs passive
$151M in ETFs
90%
$135M
7%
$15.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $32.7M | 44,460 | 21.74% |
Location
Claremont, CA
Los Angeles
Location
Claremont, CA
Headquartered in Claremont, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 250 W 1st St
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Financial Designs Corporation
RIAClaremont, CA
Evermont Wealth
RIAClaremont, CA
Gould Asset Management LLC
RIAClaremont, CA
Claremont Financial Group,Inc.
RIAClaremont, CA
Spiegelman Wealth Management, Inc.
RIAWalnut Creek, CA
Greykasell Wealth Strategies, Inc.
RIADanville, CA