3(38) Investment Fiduciaries
Firm details
- Headquarters
- Simi Valley, California
- CRD number
- 298053
- Registered since
- October 1, 2018
- Website
- 338if.com
- Custodians
- EMPOWER FINANCIAL SERVICES, INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Pension & Profit Sharing Plans100%
- Services
- Pension Consulting
Firm profile
FINTRXOverview
3(38) Investment Fiduciaries is a corporate, SEC‑registered adviser that provides 3(38) fiduciary services and pension consulting to institutional clients. The firm registered with the SEC in 2018 and operates under a mix of percentage‑of‑AUM and fixed fee arrangements. It identifies as a pension consultant and offers advisory services oriented to plan sponsors rather than retail households. The firm is not positioned as a capital allocator, does not report active ESG investing, and is not affiliated as a related adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds40%
- Other40%
- Cash & Cash Equivalents20%
Contacts
2 of 2
Steven Wilkinson
Director of OperationsCRD 5294043
Adrian Ramirez
Director of InvestmentsCRD 4955337
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Simi Valley, CA
Ventura
Location
Simi Valley, CA
Headquartered in Simi Valley, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Ventura
- Address
- 3355 Cochran St
- Time zone
- PT (UTC-8)
- Office locations
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