HBW Advisory Services LLC
Firm details
- Headquarters
- Simi Valley, California
- CRD number
- 143665
- Registered since
- November 7, 2012
- Website
- hbwadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC., AXOS CLEARING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals86.81%
- HNWI7.71%
- Corporations / Businesses5.48%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
HBW Advisory Services LLC is an independent, limited liability RIA that is SEC-registered (registration year 2012). The firm acts as a capital allocator and serves both individual/family and institutional clients. Its advisory services include comprehensive financial planning, discretionary portfolio management for individuals, small businesses and institutions, selection of third‑party advisers, and delivery of educational seminars and workshops. Fee arrangements are flexible and include percentage of AUM, hourly billing, and fixed fees. The firm does not position itself as an ESG-focused manager.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities58%
- Public Funds/Mutual Funds23%
- US Government Bonds8%
- Non-Exchange Traded Equities7%
- Cash & Cash Equivalents4%
Owners & executives
3 of 4
Todd Penrod
Chief Compliance OfficerCRD 4242221
Brian Malkinson
Chief Operating OfficerCRD 6952754
Joseph Bonanno
President, COOCRD 1907829
Contacts
3 of 64
Manuel Campins
Financial PlannerCRD 5648122
Kenji Saito
Financial AdvisorCRD 5695201
Jeffrey Dennison
Investment Advisor RepresentativeCRD 5701934
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 343Active vs passive
$967M in ETFs
62%
$596M
26%
$371M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FT VEST LADDERED AUTOCALLABLE BARRIER & INCOME ETF (ACYN) | $78.5M | 3,762,120 | 8.12% |
Location
Simi Valley, CA
Ventura
Location
Simi Valley, CA
Headquartered in Simi Valley, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Ventura
- Address
- 2655 1st St
- Time zone
- PT (UTC-8)
- Office locations
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