HBW Advisory Services LLC
Firm details
- Headquarters
- Simi Valley, California
- CRD number
- 143665
- Registered since
- November 7, 2012
- Website
- hbwadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC., AXOS CLEARING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals86.81%
- HNWI7.71%
- Corporations / Businesses5.48%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
HBW Advisory Services LLC is an independent registered investment adviser operating as an LLC and registered with the SEC since 2012. The firm serves both individual and family clients as well as institutional clients and positions itself as a capital allocator that can select and allocate to third‑party managers. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, and educational seminars and workshops. HBW charges clients via a mix of percentage of assets under management, hourly fees, and fixed fees. The firm does not describe itself as an active ESG investor and lists an affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities58%
- Public Funds/Mutual Funds23%
- US Government Bonds8%
- Non-Exchange Traded Equities7%
- Cash & Cash Equivalents4%
Owners & executives
3 of 4
Todd Penrod
Chief Compliance OfficerCRD 4242221
Joseph Bonanno
President, COOCRD 1907829
Brian Malkinson
Chief Operating OfficerCRD 6952754
Contacts
3 of 64
Matthew Bowers
Investment Advisor RepresentativeCRD 7229319
Sean Cisney
Investment Advisor RepresentativeCRD 4666055
Michael Difiore
Investment Adviser RepresentativeCRD 6725435
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 370Active vs passive
$1.1B in ETFs
66%
$722M
29%
$372M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $57.5M | 83,738 | 5.26% |
Location
Simi Valley, CA
Ventura
Location
Simi Valley, CA
Headquartered in Simi Valley, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Ventura
- Address
- 2655 1st St
- Time zone
- PT (UTC-8)
- Office locations
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