Monarch Plan Advisors

RIASEC RegisteredEst. 2017

Total AUM

$793M

Discretionary

$442M

56% of AUM

Avg account

$6.1M

Accounts

130

Employees

4

Advisory reps

4

Firm details

Headquarters: Simi Valley, California
CRD number: 286612
Registered since: September 8, 2017
Website: monarch401k.com
Custodians: EMPOWER FINANCIAL SERVICES, INC., FIDELITY DISTRIBUTORS COMPANY LLC, ADP BROKER-DEALER, INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans100%
Services: Pension Consulting

Firm profile

FINTRX

Overview

Monarch Plan Advisors is a corporate, SEC-registered institutional RIA that focuses on pension consulting services for institutional clients. Founded (SEC-registered) in 2017, the firm is owned by an individual and operates under a fee model that mixes a percentage-of-AUM component with fixed fees. Monarch identifies as a pension consultant rather than a capital allocator, and it does not position itself as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds60%
Other25%
Cash & Cash Equivalents15%

Contacts

3 of 4

Adrian Ramirez
Director of InvestmentsCRD 4955337
Michael Fine
PartnerCRD 6183402
Steven Wilkinson
Director of OperationsCRD 5294043

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Simi Valley, CA

Ventura

Location

Simi Valley, CA

Headquartered in Simi Valley, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area: Los Angeles-Long Beach, CA
Region: West
County: Ventura
Address: 3355 Cochran St
Time zone: PT (UTC-8)
Office locations

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