GGM Financial LLC

RIASEC Registered
Total AUM
$513M
Discretionary
$513M
100% of AUM
Avg account
$565K
Accounts
908
Employees
11
Advisory reps
8

Firm details

Headquarters
Columbus, Ohio
CRD number
327008
Registered since
August 31, 2023
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI69.3%
  • Individuals24.95%
  • Corporations / Businesses5.37%
  • Pension & Profit Sharing Plans0.37%
  • Charitable Organizations0.02%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

GGM Financial LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2023. The firm acts as a capital allocator for both individual and family clients as well as institutional accounts, offering financial planning, portfolio management for individuals and small businesses, pension consulting, and selection-of-other-advisers services. GGM also operates as an insurance broker and uses a mix of percentage-of-AUM and fixed fees for advisory relationships. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Exchange Traded Equities 4%, Cash & Cash Equivalents 3%, US Government Bonds 1%92%
  • Public Funds/Mutual Funds92%
  • Exchange Traded Equities4%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 183

Active vs passive

$290M in ETFs

Passive

22%

$64.4M

Active

69%

$226M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN ACTIVE GROWTH ETF (JGRO)JP MorganActiveLarge Growth$57.3M592,84819.75%

Location

Primary office

Columbus, OH

Franklin

Location

Columbus, OH

Headquartered in Columbus, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
Franklin
Address
2492 W Dublin Granville Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth