Vawter Financial Ltd

RIASEC Registered

Total AUM

$394M

Discretionary

$394M

100% of AUM

Avg account

$341K

Accounts

1,155

Employees

5

Advisory reps

5

Firm details

Headquarters: Columbus, Ohio
CRD number: 108830
Registered since: April 24, 2018
Website: www.vawterfinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI88.4%
Individuals11.6%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Vawter Financial Ltd is an independent RIA organized as an LLC and registered with the SEC in 2018. The firm targets individual and family clients as well as small-business relationships, offering fee arrangements that include a percentage of assets under management, hourly billing, and fixed fees. Its stated advisory services cover financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm does not identify itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds92%
Exchange Traded Equities7%
US Government Bonds1%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 105

Active vs passive

$270M in ETFs

Passive

54%

$145M

Active

46%

$125M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
JPMORGAN ACTIVE BOND ETF (JBND)	JP Morgan	Active	Intermediate Core Bond	$19.4M	379,924	7.20%

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Primary office

Columbus, OH

Franklin

Location

Columbus, OH

Headquartered in Columbus, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area: Columbus-Marion-Zanesville, OH
Region: Midwest
County: Franklin
Address: 1161 Bethel Rd
Time zone: ET (UTC-5)
Office locations

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