SWS Partners, LLC
Firm details
- Headquarters
- Columbus, Ohio
- CRD number
- 281838
- Registered since
- February 16, 2016
- Website
- swspartners.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI84.29%
- Corporations / Businesses7.46%
- Individuals5.8%
- Pooled Investment Vehicles2.45%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
SWS Partners, LLC is an independent SEC-registered investment adviser organized as an LLC and operating as a capital allocator for both individuals/families and institutional clients. The firm provides financial planning and discretionary portfolio management across client types — from individuals and small businesses to pooled investment vehicles and institutions — and also performs selection-of-other-advisers work and sponsor/GP/managing-member duties for pooled vehicles. Its compensation arrangements include percentage-of-AUM fees, fixed fees and performance-based fees. SWS Partners is not identified as an active ESG investor and is not organized as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- Public Funds/Mutual Funds42%
- Cash & Cash Equivalents1%
- Other1%
Owners & executives
2 of 2Kristin Prieur
Chief Compliance OfficerCRD 5690802
Michael Parker
Partner, Chief Investment OfficerCRD 4587101
Contacts
3 of 4
Philip Kessler
Founder & Managing PartnerCRD 5528859
Kevin Kale
Director of SalesCRD 4651271
James Parker
Founder & Managing PartnerCRD 4462889
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 48Active vs passive
$215M in ETFs
86%
$184M
14%
$30.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $40.7M | 54,398 | 18.98% |
Location
Columbus, OH
Franklin
Location
Columbus, OH
Headquartered in Columbus, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.
- Metro area
- Columbus-Marion-Zanesville, OH
- Region
- Midwest
- County
- Franklin
- Address
- 230 West St
- Time zone
- ET (UTC-5)
- Office locations
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