GERBER, LLC

RIASEC RegisteredEst. 2008
Total AUM
$592M
Discretionary
$592M
100% of AUM
Avg account
$627K
Accounts
944
Employees
17
Advisory reps
4

Firm details

Headquarters
COLUMBUS, Ohio
CRD number
120039
Registered since
January 25, 2008
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI96.12%
  • Individuals2.52%
  • Corporations / Businesses1.35%
  • Charitable Organizations0.01%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Gerber, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2008. The firm is owner-operated and focuses on serving individuals and families with a mix of financial planning, portfolio management for individuals and small businesses, and pension-consulting services. Its fee model combines asset-based fees with fixed-fee engagements. Gerber does not identify as an active ESG investor and is not positioned as a capital allocator; it appears to rely on third-party managers and pooled vehicles for non-core exposures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 55%, Exchange Traded Equities 35%, US Government Bonds 4%, Private Funds 4%, Other 2%55%
  • Public Funds/Mutual Funds55%
  • Exchange Traded Equities35%
  • US Government Bonds4%
  • Private Funds4%
  • Other2%

Owners & executives

1 of 1
  • ERIK ROEMER

    Chief Compliance OfficerCRD 2049954

Contacts

3 of 3
  • AZEEM ABDUL HAQQ

    Registered RepresentativeCRD 2587685

  • Kathryn Wilson

    Registered RepresentativeCRD 6366406

  • RANDALL GERBER

    Owner / ProprietorCRD 2124731

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 32

Active vs passive

$134M in ETFs

Passive

35%

$47.2M

Active

65%

$86.9M

ETFProviderStyleCategoryValueShares% of portfolio
APTUS DEFINED RISK ETF (DRSK) Aptus Capital AdvisorsActiveShort Term Bond$35.1M1,282,73026.13%

Location

Primary office

COLUMBUS, OH

FRANKLIN

Location

COLUMBUS, OH

Headquartered in COLUMBUS, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
FRANKLIN
Address
580 N 4th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth