Waller Financial Planning Group, Inc.
Firm details
- Headquarters
- Columbus, Ohio
- CRD number
- 159564
- Registered since
- January 10, 2012
- Website
- www.waller.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI76.67%
- Individuals22.98%
- Charitable Organizations0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Waller Financial Planning Group, Inc. is an independent, SEC-registered registered investment adviser formed in 2012 and owned by an individual. The firm focuses on serving individuals and families, offering fee arrangements that include a percentage of assets under management, hourly charges, and fixed fees. Its stated advisory activities include comprehensive financial planning, portfolio management for individuals and small businesses, selection of other advisers, and the publication of client periodicals or newsletters. The firm acts as a capital allocator, and it does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds94%
- Exchange Traded Equities4%
- Cash & Cash Equivalents2%
Contacts
3 of 6
Katherine Kincaid
Senior PlannerCRD 4533668
Jason Farris
PartnerCRD 4925982
Jason Eliason
PartnerCRD 3275344
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 62Active vs passive
$620M in ETFs
99%
$612M
0%
$8.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $82M | 109,476 | 13.23% |
Location
Columbus, OH
Franklin
Location
Columbus, OH
Headquartered in Columbus, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.
- Metro area
- Columbus-Marion-Zanesville, OH
- Region
- Midwest
- County
- Franklin
- Address
- 941 Chatham Ln
- Time zone
- ET (UTC-5)
- Office locations
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