FORT SHERIDAN ADVISORS LLC

RIASEC RegisteredEst. 2009
Total AUM
$1B
Discretionary
$1B
99% of AUM
Avg account
$881K
Accounts
1,174
Employees
10
Advisory reps
9

Firm details

Headquarters
HIGHLAND PARK, Illinois
CRD number
151139
Registered since
September 9, 2009
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Fixed Fees, Commissions, Performance Based Fees
Client types
  • HNWI84.4%
  • Individuals8.57%
  • Pension & Profit Sharing Plans4.36%
  • Corporations / Businesses2%
  • Charitable Organizations0.67%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Fort Sheridan Advisors LLC is an SEC-registered investment adviser organized as an LLC and operating since 2009. The firm is classified as a hedge fund but serves individual and family clients, offering portfolio management for individuals and small businesses, management of pooled investment vehicles, and the selection of other advisers. Its fee arrangements include asset-based fees, fixed fees, commissions and performance-based fees. The firm does not describe itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 69%, Cash & Cash Equivalents 15%, Derivatives 12%, US Government Bonds 4%69%
  • Exchange Traded Equities69%
  • Cash & Cash Equivalents15%
  • Derivatives12%
  • US Government Bonds4%

Contacts

3 of 9
  • Peter Karmin

    Managing MemberCRD 2105053

  • Thomas Weil

    Managing DirectorCRD 4121774

  • RICHARD PRESTON

    Investment Adviser RepresentativeCRD 2771192

Unlock 6 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 97

Active vs passive

$120M in ETFs

Passive

86%

$104M

Active

6%

$16.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$18.7M31,23915.54%

Location

Primary office

HIGHLAND PARK, IL

LAKE

Location

HIGHLAND PARK, IL

Headquartered in HIGHLAND PARK, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
600 Central Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth