New Vernon Investment Management LLC
Firm details
- Headquarters
- Highland Park, Illinois
- CRD number
- 160247
- Registered since
- March 30, 2012
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles97.92%
- Corporations / Businesses2.08%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSecurity Ratings / Pricing Services
Firm profile
FINTRXOverview
New Vernon Investment Management LLC is a SEC-registered hedge fund adviser organized as an LLC and first registered in 2012. The firm serves institutional clients and operates as both an adviser to pooled investment vehicles and as a manager for businesses or institutions. Its regulatory and business roles include acting as a CPO/CTA and serving as sponsor, general partner or managing member of pooled vehicles; it also provides security ratings and pricing services. Fee arrangements include percentage-of-AUM charges, fixed fees, performance-based fees and other fee types. The firm is not an active ESG investor and does not present itself as a multi-state adviser. Industry affiliations noted in filings include relationships with broker-dealers and other investment advisers in addition to its CPO/CTA and sponsor/GP activities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities100%
Owners & executives
1 of 1
Daniel Shapiro
CEO & CCOCRD 1989147
Contacts
2 of 2
Steven Shapiro
PrincipalCRD 2153746

Gary Just
ComplianceCRD 2101902
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Highland Park, IL
Lake
Location
Highland Park, IL
Headquartered in Highland Park, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Lake
- Address
- 799 Central Ave
- Time zone
- CT (UTC-6)
- Office locations
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