Walled Lake Planning & Wealth Management, LLC
Firm details
- Headquarters
- Highland Park, Illinois
- CRD number
- 299595
- Registered since
- December 6, 2018
- Website
- wlpwm.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals54.31%
- HNWI45.29%
- Pension & Profit Sharing Plans0.39%
- Other0.01%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Walled Lake Planning & Wealth Management, LLC is an independent, SEC-registered RIA organized as an LLC and operating since 2018. The firm serves individual and family clients as well as some institutional relationships, charging fees based on a percentage of assets under management. Its advisory work centers on financial planning and portfolio management for individuals and small businesses, and it also operates as an insurance broker—an arrangement that helps explain use of annuities and other insurance-linked products. The firm is not positioned as a capital allocator; instead it invests via third-party managers and pooled vehicles. It does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds63%
- Exchange Traded Equities27%
- Cash & Cash Equivalents10%
Owners & executives
2 of 2
Zachary Walters
Managing Principal, Chief Investment OfficerCRD 5157083
Gery Sadzewicz
Chief Executive OfficerCRD 1090963
Contacts
3 of 4
Blake Sciera
Client AssociateCRD 8214945
Noel Cooper
Co-FounderCRD 3175789
Louis Klieger
Senior Relationship ManagerCRD 6521252
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 50Active vs passive
$273M in ETFs
72%
$196M
27%
$77.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PIMCO 1-5 YEAR US TIPS INDEX EXCHANGE-TRADED FUND (STPZ) | PIMCO | Passive | Short Term Inflation Protected Bond | $32.3M | 605,911 | 11.83% |
Location
Highland Park, IL
Lake
Location
Highland Park, IL
Headquartered in Highland Park, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Lake
- Address
- 600 Elm Pl
- Time zone
- CT (UTC-6)
- Office locations
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