BOS Asset Management, LLC
Firm details
- Headquarters
- Springfield, Illinois
- CRD number
- 310632
- Registered since
- November 20, 2020
- Website
- www.investwithbos.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- Corporations / Businesses47.38%
- HNWI31.32%
- Individuals14.71%
- Insurance Companies3.32%
- Charitable Organizations2.41%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
BOS Asset Management, LLC is an independent registered investment adviser organized as an LLC and operating since 2020. The firm acts as a capital allocator and serves both individual/family and institutional clients. Its advisory scope includes financial planning and discretionary portfolio management for individuals, small businesses and institutions, plus selection of third‑party advisers. Compensation is a mix of percentage of assets under management, fixed fees and other fee arrangements. The firm is not positioned as an active ESG investor and is not identified as a multi‑state adviser in regulatory filings. Industry affiliations noted in filings include relationships with a banking or thrift institution and an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds44%
- US Government Bonds16%
- Exchange Traded Equities13%
- State & Local Bonds13%
- Investment Grade Corp Bonds11%
Owners & executives
2 of 2
Sarah Moore
Chief Compliance OfficerCRD 5615438
Jason Knoedler
Chief Executive OfficerCRD 7320241
Contacts
3 of 10Marcus Mcglasson
Investment Adviser Representative, Registered RepresentativeCRD 5396146
Shannon Jones
Financial AdvisorCRD 6609647
Sean Canaday
Investment Advisor RepresentativeCRD 1931609
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 119Active vs passive
$354M in ETFs
51%
$182M
46%
$173M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| AB ULTRA SHORT INCOME ETF (YEAR) | AllianceBernstein | Active | Ultrashort Bond | $47.5M | 943,059 | 13.39% |
Location
Springfield, IL
Sangamon
Location
Springfield, IL
Headquartered in Springfield, IL, anchoring the Springfield-Jacksonville-Lincoln, IL metro in the Midwest.
- Metro area
- Springfield-Jacksonville-Lincoln, IL
- Region
- Midwest
- County
- Sangamon
- Address
- 3400 Wabash Ave
- Time zone
- CT (UTC-6)
- Office locations
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