FMI

RIASEC RegisteredEst. 2017
Total AUM
$318M
Discretionary
$318M
100% of AUM
Avg account
$227K
Accounts
1,400
Employees
5
Advisory reps
4

Firm details

Headquarters
ARDMORE, Oklahoma
CRD number
117600
Registered since
July 17, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI46.13%
  • Individuals27.78%
  • Corporations / Businesses25.13%
  • Charitable Organizations0.96%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

FMI is an independent, privately owned registered investment adviser that provides financial planning and portfolio management primarily for individuals, families and small businesses. The firm has been SEC-registered since 2017 and operates as a single-office, single-state adviser owned by an individual. Its client base includes both individual & family clients and institutional relationships. FMI charges fees through a mix of asset-based fees, hourly engagements and fixed-fee arrangements. The firm does not identify as an active ESG investor and is not structured as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 82%, US Government Bonds 8%, Cash & Cash Equivalents 8%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%82%
  • Exchange Traded Equities82%
  • US Government Bonds8%
  • Cash & Cash Equivalents8%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Contacts

3 of 4
  • KAYLA TWEEDY

    Investment Advisor RepresentativeCRD 6298352

  • MICHAEL WHITSON

    Financial AdvisorCRD 5859936

  • ALLEN BYNUM

    Investment Advisor RepresentativeCRD 5500225

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 76

Active vs passive

$172M in ETFs

Passive

79%

$135M

Active

0%

$36.9M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL)State StreetPassiveUltrashort Bond$12.1M132,4457.03%

Location

Primary office

ARDMORE, OK

CARTER

Location

ARDMORE, OK

Headquartered in ARDMORE, OK, in the South of the United States.

Region
South
County
CARTER
Address
130 D St NW
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth