SUTTERFIELD FINANCIAL GROUP, INC.

Overview

Sutterfield Financial Group, Inc. is a privately owned corporation operating as an insurance broker-dealer and registered investment adviser since 2005. The firm serves both individual/family and institutional clients and acts as a capital allocator: it builds portfolios directly and also selects third-party managers. Its advisory practice combines financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and selection of other advisers. Business activities extend to registered representative work for a broker-dealer, insurance distribution and accounting services, which explains the firm’s regular use of annuities alongside traditional investment products. Investment positioning leans heavily toward pooled public funds and mutual funds as core building blocks, supplemented by third-party alternative real estate exposures and insurance-based products. Sutterfield charges clients through a mix of percentage-of-AUM fees, hourly advisory fees and fixed fees, and it operates as a sponsor/GP/managing member for pooled investment vehicles at times. The firm does not identify as an active ESG investor on its filings.

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Public Holdings

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Location & Offices