SERAPH CAPITAL ASSOCIATES, LLC

RIASEC RegisteredEst. 2018

Total AUM

$90.3M

Discretionary

$90.3M

100% of AUM

Avg account

$203K

Accounts

445

Employees

Advisory reps

Firm details

Headquarters: BARTLESVILLE, Oklahoma
CRD number: 165754
Registered since: April 20, 2018
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Insurance Companies36.51%
Individuals19.61%
Pension & Profit Sharing Plans15.4%
HNWI13.6%
Charitable Organizations8.31%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Seraph Capital Associates, LLC is a boutique investment adviser organized as an LLC and registered with the SEC since 2018. The firm is classified around real estate fund activity and manages portfolios for individuals, families and institutional clients. Its advisory services center on portfolio management for individuals and small businesses, for pooled investment vehicles and for businesses or institutions, and the firm is also identified as a sponsor/GP or managing member of pooled vehicles. Fees are charged as a percentage of AUM. Seraph is not identified as an active ESG investor and is not a multi-state adviser. Investment activity is concentrated in privately held vehicles and fund structures rather than broad public market beta. The firm appears to serve a sizable roster of smaller accounts while running a compact set of private funds—real estate funds are the most prominent. Industry affiliations listed include roles such as other investment adviser, accountant, insurance company and pension consultant, which indicates the firm participates in multiple aspects of pooled-vehicle formation and servicing.