Oath Planning, LLC

RIASEC RegisteredEst. 2023

Total AUM

$285M

Discretionary

$285M

100% of AUM

Avg account

$258K

Accounts

1,104

Employees

Advisory reps

Firm details

Headquarters: Tulsa, Oklahoma
CRD number: 299187
Registered since: June 16, 2023
Website: www.oathplanning.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, ALTRUIST FINANCIAL LLC, CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals56.75%
HNWI43.25%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Oath Planning, LLC is an independent, SEC-registered registered investment adviser formed as an LLC and owned by an individual. The firm positions itself as a hybrid advisory and professional-services practice: it provides financial planning and portfolio management for individuals, small businesses and institutions, and also offers pension consulting and the selection of other advisers. The firm additionally operates as an insurance broker and a law firm, indicating integrated legal and insurance capabilities alongside investment advice. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee options, reflecting work with both traditional advisory relationships and project-based engagements. The firm identifies itself as a capital allocator, and it serves primarily individual and family clients. It does not identify as an active ESG investor in the source data.