OATH PLANNING, LLC

RIASEC RegisteredEst. 2023
Total AUM
$285M
Discretionary
$285M
100% of AUM
Avg account
$258K
Accounts
1,104
Employees
8
Advisory reps
6

Firm details

Headquarters
TULSA, Oklahoma
CRD number
299187
Registered since
June 16, 2023
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, ALTRUIST FINANCIAL LLC, CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals56.75%
  • HNWI43.25%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Oath Planning, LLC is an independent registered investment adviser formed as an LLC and operating as a capital allocator for individual and family clients. The firm offers a mix of services—financial planning and portfolio management for individuals, small businesses and institutions, pension consulting-type work, and selection of other advisers. Fee arrangements include asset-based fees, hourly charges and fixed fees. The firm also operates activities that intersect insurance brokerage and legal services. The adviser is not positioned as an ESG-focused manager and lists its client base principally as individuals and families. It acts as a conduit to third-party managers when appropriate, consistent with its role selecting outside advisers and allocating to external alternative managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 60%, Exchange Traded Equities 32%, Cash & Cash Equivalents 5%, US Government Bonds 2%, Other 1%60%
  • Public Funds/Mutual Funds60%
  • Exchange Traded Equities32%
  • Cash & Cash Equivalents5%
  • US Government Bonds2%
  • Other1%

Owners & executives

1 of 1
  • Rodney Yancy

    Founder and CEOCRD 7030454

Contacts

3 of 5
  • JACOB KERKSIECK

    AttorneyCRD 7188286

  • CAMILLE BOUVET

    Financial AdvisorCRD 6357464

  • BRIAN KELLEY

    AdvisorCRD 7034450

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 61

Active vs passive

$106M in ETFs

Passive

67%

$71.3M

Active

33%

$35M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM BOND INDEX FUND (BSV)VanguardPassiveShort Term Bond$13.3M169,63912.52%

Location

Primary office

TULSA, OK

TULSA

Location

TULSA, OK

Headquartered in TULSA, OK, anchoring the Tulsa-Muskogee-Bartlesville, OK metro in the South.

Metro area
Tulsa-Muskogee-Bartlesville, OK
Region
South
County
TULSA
Address
1214 E 33rd St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth