ROBERT STEPHEN CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2008

Total AUM

$219M

Discretionary

$209M

95% of AUM

Avg account

$1.2M

Accounts

188

Employees

Advisory reps

Firm details

Headquarters: TULSA, Oklahoma
CRD number: 118588
Registered since: January 7, 2008
Website: www.robertstephen.net
Custodians: RAYMOND JAMES & ASSOCIATES, INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI57.33%
Individuals33.41%
Corporations / Businesses9.26%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Robert Stephen Capital Management LLC is an independent, SEC-registered Registered Investment Adviser formed in 2008 and owned by an individual principal. The firm provides financial planning and portfolio management for individuals, families and small businesses, and also operates as an insurance broker. Its client base includes both individual & family clients and institutional relationships. Fee arrangements are flexible and include percentage-of-AUM billing, hourly and fixed fees, and the use of performance-based fees in certain engagements. The adviser is not multi-state registered for advisory services and does not identify as an active ESG investor. The firm is not structured as a capital allocator or a related adviser and does not list pension consulting among its services. Its business model centers on fiduciary portfolio management combined with planning and insurance distribution, rather than running proprietary pooled vehicles.