First Heartland Capital, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
165
Avg account
$0

Firm details

Headquarters
Lake St Louis, Missouri
CRD number
32460
Registered since
July 8, 1993

Firm profile

FINTRX

Overview

First Heartland Capital, Inc. is organized under an "Other Types of Legal Formation" structure and is individually owned. Public-facing snapshot data on the firm is sparse: the entity is labeled "Unclassified" and the record notes it is not a capital allocator and is not an active ESG investor. The snapshot also indicates the firm is not designated as a multi-state adviser, pension consultant, newly formed adviser, or related adviser. Available filings and listings provide little detail about the firm's core advisory activities, fee schedule, client segments, or portfolio management approach. Reported client- and asset-related fields contain no positive values, which suggests that standard RIA reporting items (AUM, client counts, average account size) are not being published or are not applicable in the usual way for this entity. That lack of disclosure makes it difficult to draw firm conclusions about investment process, risk framework, or target clients. The combination of an uncommon legal form and limited public disclosure can reflect several operational realities: the firm may function more as an affiliate or administrative entity within a larger group, may engage in nontraditional business lines, or may simply not report typical adviser metrics in public directories. These possibilities should be verified directly with the firm before relying on any assumptions about services or capabilities.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Zeonia Christy

    Zeonia Christy

    Chief Compliance OfficerCRD 4067924

  • David Hoff

    David Hoff

    Chief Executive OfficerCRD 1058737

  • Jeanne Jehle

    Jeanne Jehle

    Chief Financial OfficerCRD 4885198

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Contacts

3 of 159
  • John Ligon

    John Ligon

    Financial AdvisorCRD 5649714

  • Samuel Hagemann

    Samuel Hagemann

    ProducerCRD 5663614

  • Anthony Sikorski

    Anthony Sikorski

    Wealth Advisor & Retirement Plan SpecialistCRD 5733673

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Lake St Louis, MO

Saint Charles

Location

Lake St Louis, MO

Headquartered in Lake St Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Charles
Address
4101 Lake Saint Louis Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth