FIEN CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2001

Total AUM

$138M

Discretionary

$138M

100% of AUM

Avg account

$1.3M

Accounts

109

Employees

Advisory reps

Firm details

Headquarters: ROCHESTER, New York
CRD number: 114951
Registered since: August 17, 2001
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI82.49%
Individuals13.07%
Charitable Organizations4.21%
Corporations / Businesses0.23%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Fien Capital Management, LLC is a small, privately owned investment adviser that focuses on portfolio management for individuals, small businesses and institutional clients. The firm emphasizes discretionary wealth management and charges a mix of percentage-of-AUM, hourly and fixed fees depending on client needs. Registered as an SEC adviser since 2001 and organized as an LLC, Fien Capital runs a concentrated advisory practice that favors pooled public vehicles as the primary building blocks for client portfolios, while also allocating to external real estate strategies as an alternative sleeve. The firm is not positioned as an ESG-focused manager and is not identified as a capital allocator running proprietary funds.