Fennel

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
316281
Registered since
April 6, 2022
Website
fennel.com

Firm profile

FINTRX

Overview

Fennel is organized as a limited liability company and is identified in FINTRX as being owned by a combination of a domestic entity and an individual. The firm is classified as "Unclassified" in the data set and is not characterized as a capital allocator. Fennel does not report multi-state adviser activity, does not identify as an active ESG investor, and is not listed as a newly formed adviser, pension consultant, or related adviser. Public disclosures in the profile are minimal: there is no client description, no stated advisory activities, and no fee structure provided. That limited disclosure makes it difficult to infer target client segments, service model, or portfolio construction approach from the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Steven Manning

    Steven Manning

    Chief Compliance OfficerCRD 4470995

  • Jay Proffitt

    Jay Proffitt

    Chief Compliance OfficerCRD 3176046

Contacts

3 of 3
  • Matthew Rothchild

    Matthew Rothchild

    Senior Compliance ConsultantCRD 5143603

  • Thomas George

    FinOpCRD 5378303

  • Michael McCulloch

    Operations ConsultantCRD 7965220

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
1100 Glendon Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth