Fennel
Firm details
- Headquarters
- New York, New York
- CRD number
- 316281
- Registered since
- April 6, 2022
Firm profile
FINTRXOverview
Fennel is organized as a limited liability company and is SEC-registered (registration year: 2022). Public filings identify the owner type as a combination of a domestic entity and an individual. The firm is classified as unclassified in the available dataset and does not identify itself as a capital allocator. The record indicates Fennel is not an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser. Several standard descriptors — including client base, fee structure, business activities, and advisory activities — were left blank in the source data, so the firm’s service model and target clients are not detailed in the materials provided.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Jay Proffitt
Chief Compliance OfficerCRD 3176046
Contacts
3 of 4
Steven Manning
Senior Compliance ConsultantCRD 4470995
Thomas George
FinOpCRD 5378303

Matthew Rothchild
Senior Compliance ConsultantCRD 5143603
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 450 Lexington Ave
- Time zone
- ET (UTC-5)
- Office locations
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