Fennel

Broker-DealerFINRA MemberEst. 2022
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
316281
Registered since
April 6, 2022
Website
fennel.com

Firm profile

FINTRX

Overview

Fennel is organized as a limited liability company and registered with the SEC in 2022. The ownership is described as a combination of a domestic entity and an individual. The firm is listed with a general classification of "Unclassified" and is not identified as a capital allocator. The snapshot data indicates it does not position itself as an active ESG investor, is not a multi-state adviser, and is not categorized as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Steven Manning

    Steven Manning

    Chief Compliance OfficerCRD 4470995

  • Jay Proffitt

    Jay Proffitt

    Chief Compliance OfficerCRD 3176046

Contacts

3 of 3
  • Matthew Rothchild

    Matthew Rothchild

    Senior Compliance ConsultantCRD 5143603

  • Thomas George

    FinOpCRD 5378303

  • Michael McCulloch

    Operations ConsultantCRD 7965220

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
1100 Glendon Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth