Fennel

Broker-DealerFINRA MemberEst. 2022
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
316281
Registered since
April 6, 2022

Firm profile

FINTRX

Overview

Fennel is organized as a limited liability company and is SEC-registered (registration year: 2022). Public filings identify the owner type as a combination of a domestic entity and an individual. The firm is classified as unclassified in the available dataset and does not identify itself as a capital allocator. The record indicates Fennel is not an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser. Several standard descriptors — including client base, fee structure, business activities, and advisory activities — were left blank in the source data, so the firm’s service model and target clients are not detailed in the materials provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jay Proffitt

    Jay Proffitt

    Chief Compliance OfficerCRD 3176046

Contacts

3 of 4
  • Steven Manning

    Steven Manning

    Senior Compliance ConsultantCRD 4470995

  • Thomas George

    FinOpCRD 5378303

  • Matthew Rothchild

    Matthew Rothchild

    Senior Compliance ConsultantCRD 5143603

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
450 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth