KA ASSOCIATES, LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
32029
Registered since
April 20, 1993

Firm profile

FINTRX

Overview

KA Associates, LLC is organized as a limited liability company and has been registered with the SEC since 1993. Ownership is indicated as a combination of a domestic entity and an individual. The firm is classified as "Unclassified" in the source dataset and is not flagged as a capital allocator, multi-state adviser, pension consultant, or related adviser. The dataset also indicates the firm is not an active ESG investor and is not newly formed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • PAUL STAPLETON

    CFOCRD 4848451

  • MICHAEL O'NEIL

    Chief Compliance OfficerCRD 6043576

Contacts

3 of 6
  • ISABEL DELAPORTE

    Senior AssociateCRD 3268113

  • UNA MASLESA

    Senior Vice PresidentCRD 5599474

  • MICHAEL NAZZARETTO

    Vice PresidentCRD 4192701

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
2121 Avenue of the Stars
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth