KA Associates, LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
32029
Registered since
April 20, 1993

Firm profile

FINTRX

Overview

KA Associates, LLC is organized as a limited liability company and has been SEC-registered since 1993. Ownership is indicated as a mix of a domestic entity and an individual. The firm is listed as "Unclassified" in FINTRX's snapshot and does not appear to serve as a capital allocator. FINTRX flags the firm as not being an active ESG investor and not operating as a multi-state adviser. It is also noted as not being a newly formed adviser, not a pension consultant, and not a related adviser to another registered firm.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Paul Stapleton

    Paul Stapleton

    CFOCRD 4848451

  • Michael O'neil

    Michael O'neil

    Chief Compliance OfficerCRD 6043576

Contacts

3 of 6
  • Isabel Delaporte

    Isabel Delaporte

    Senior AssociateCRD 3268113

  • Una Maslesa

    Una Maslesa

    Managing Director, Client RelationsCRD 5599474

  • Michael Nazzaretto

    Michael Nazzaretto

    Vice PresidentCRD 4192701

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2121 Avenue Of The Stars
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth