KA Associates, LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
32029
Registered since
April 20, 1993

Firm profile

FINTRX

Overview

KA Associates, LLC is organized as a limited liability company and has been SEC-registered since 1993. Ownership is described as a mix of a domestic entity and an individual. Regulatory/registration fields in the snapshot are largely unclassified; the firm is not identified as a capital allocator, is not flagged as an active ESG investor, and is not listed as a multi-state or newly formed adviser. It is also not designated as a pension consultant or as a related adviser. The snapshot does not provide details on the firm's client types, fee schedules, core business lines, or specific advisory activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Paul Stapleton

    Paul Stapleton

    CFOCRD 4848451

  • Michael O'neil

    Michael O'neil

    Chief Compliance OfficerCRD 6043576

Contacts

3 of 6
  • Isabel Delaporte

    Isabel Delaporte

    Senior AssociateCRD 3268113

  • Una Maslesa

    Una Maslesa

    Senior Vice PresidentCRD 5599474

  • Michael Nazzaretto

    Michael Nazzaretto

    Vice PresidentCRD 4192701

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2121 Avenue Of The Stars
Time zone
PT (UTC-8)
Office locations

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