KA Associates, LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
32029
Registered since
April 20, 1993

Firm profile

FINTRX

Overview

KA Associates, LLC is organized as a limited liability company and is registered with the SEC since 1993. The firm’s ownership is recorded as a combination of a domestic entity and individual owners. FINTRX classifies the firm as unclassified and the available record contains minimal descriptive detail about its business model or advisory offerings. The data indicates several negative flags about areas where KA Associates does not participate: it is not listed as a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and not recorded as a related adviser. The firm did not provide information in the source about its investment mandates, fee schedule, client segments, or advisory activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Paul Stapleton

    Paul Stapleton

    CFOCRD 4848451

  • Michael O'neil

    Michael O'neil

    Chief Compliance OfficerCRD 6043576

Contacts

3 of 6
  • Isabel Delaporte

    Isabel Delaporte

    Director, Client RelationsCRD 3268113

  • Una Maslesa

    Una Maslesa

    Managing Director, Client RelationsCRD 5599474

  • Michael Nazzaretto

    Michael Nazzaretto

    Vice PresidentCRD 4192701

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2121 Avenue Of The Stars
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth