FENIX SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
159481
Registered since
August 1, 2012

Firm profile

FINTRX

Overview

Fenix Securities, LLC is organized as a limited liability company and has been registered with the SEC since 2012. Public filings classify the firm as unclassified and list its owner type as both a domestic entity and an individual. The snapshot data indicates the firm is not positioned as a capital allocator, does not identify as an active ESG investor, and is not designated as a pension consultant or related adviser. There is minimal public detail about the firm's advisory activities, client segments, fee schedule, or specific investment focus. Several administrative flags are negative (not a multi-state adviser, not newly formed), which suggests a limited or narrowly documented regulatory profile rather than a full public-facing advisory disclosure.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Evan Brown

    Chief Compliance OfficerCRD 6563464

  • JOHN CATALANO

    Chief Compliance OfficerCRD 2873076

Contacts

3 of 8
  • JULIAN GALVEZ POURTALE

    Managing PartnerCRD 4474817

  • SONIA MIKLIC

    Head of Back OfficeCRD 6518772

  • SANTIAGO BOUQUET ROLDAN

    Head of SalesCRD 6398632

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1 World Trade Ctr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth