FBN SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1983
Total AUM
Advisory reps
24
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
18315
Registered since
October 20, 1983

Firm profile

FINTRX

Overview

FBN Securities, Inc. is organized as a corporation and has been SEC-registered since 1983. The ownership is listed as individual ownership and the firm's classification in the available record is "Unclassified." Fields in the snapshot indicate the firm does not identify as a capital allocator, is not flagged as an active ESG investor, and is not listed as a multi‑state adviser or a pension consultant. Public-facing descriptions of the firm’s advisory services, client types, fee model, and core business activities are not provided in the source data. The absence of those details means the firm’s operating model (broker-dealer, introducing broker, advisory practice, trading platform, or another financial-services role) cannot be determined from these records alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • THOMAS FAGLIO

    Chief Compliance OfficerCRD 1106139

  • DENNIS NASO

    CFOCRD 1547034

Contacts

3 of 22
  • KEVIN KEELEN

    Institutional Equity SalesCRD 5557625

  • Dean Scarpa

    Derivatives TradingCRD 7332519

  • JOSEPH ROSSI

    Managing DirectorCRD 4165537

Unlock 19 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
112 W 34th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth