ESI Financial Advisors
Firm details
- Headquarters
- Montpelier, Vermont
- CRD number
- 265
- Registered since
- July 9, 1992
- Website
- www.equity-services.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, SEI INVESTMENTS DISTRIBUTION CO.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- Individuals51.59%
- HNWI43.49%
- Pension & Profit Sharing Plans3.35%
- Corporations / Businesses1.52%
- Charitable Organizations0.04%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
ESI Financial Advisors is a corporate insurance broker-dealer that combines brokerage and insurance distribution with advisory services for individuals, families and institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, pension consulting support, selection of other advisers and educational seminars. Its client fees are a mix of percentage-of-assets, hourly and fixed fees, plus commissions tied to brokerage and insurance products. ESI describes itself as an active ESG investor and maintains industry ties with other investment advisers, accounting and law firms, and insurance companies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities52%
- Public Funds/Mutual Funds46%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 21
Dean Diamond
CEO & PresidentCRD 4431669
Garth Gherardini
Chief Investment OfficerCRD 5942703
Richard Donado
Chief Executive OfficerCRD 3184559
Contacts
3 of 751
Edward Degeneffe
Partner and Financial AdvisorCRD 5644451
Gary Mcmahon
Managing DirectorCRD 5648964
Samir Abdullah
Senior Managing DirectorCRD 5654300
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Montpelier, VT
Washington
Location
Montpelier, VT
Headquartered in Montpelier, VT, anchoring the Burlington-South Burlington-Barre, VT metro in the Northeast.
- Metro area
- Burlington-South Burlington-Barre, VT
- Region
- Northeast
- County
- Washington
- Address
- 1 National Life Dr
- Time zone
- ET (UTC-5)
- Office locations
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