ESI Financial Advisors

Overview

ESI Financial Advisors is a corporation that operates primarily as an insurance broker-dealer while also providing advisory services. The firm is registered with the SEC (registration year 1992). Ownership is split between a domestic entity and individual owners. Its client mix spans individuals and families as well as institutional investors. The business combines broker-dealer and insurance brokerage activities with fee-based advisory work. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed fees, and the firm also accepts commissions consistent with its brokerage activities. Client-facing services listed on the firm’s filings include financial planning, portfolio management for individuals and small businesses, selection of other advisers, pension consulting services, and educational seminars. ESI notes active consideration of ESG factors when making investment decisions. ESI maintains industry relationships with other investment advisers, accounting firms, law firms, and insurance companies, and it performs selection and oversight of external managers rather than operating as a capital allocator itself.

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Location & Offices