Sunbelt Securities

Broker-DealerFINRA MemberEst. 2010
Total AUM
$2.6B
Discretionary
$2.6B
100% of AUM
Accounts
6,241
Employees
68
Advisory reps
84
Brokerage reps
63

Firm details

Headquarters
Houston, Texas
CRD number
42180
Registered since
June 24, 2010
Website
www.sunbeltsecurities.com
Custodians
NATIONAL FINANCIAL SERVICES LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals79.92%
  • HNWI18.22%
  • Corporations / Businesses1.81%
  • Pension & Profit Sharing Plans0.66%
  • Charitable Organizations0.04%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Sunbelt Securities operates as an independent broker‑dealer and boutique investment bank that has been SEC‑registered since 2010. The firm is privately owned and serves both individual/family clients and institutional accounts. Its advisory scope includes financial planning, portfolio management for individuals, small businesses and institutions, and the selection of third‑party advisers. Sunbelt acts as a capital allocator—directing client capital to external managers and private placements—while generating revenue through percentage‑of‑AUM fees and fixed fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Public Funds/Mutual Funds 40%, Other 7%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%50%
  • Exchange Traded Equities50%
  • Public Funds/Mutual Funds40%
  • Other7%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • Matthew Hibbetts

    Matthew Hibbetts

    CFOCRD 5908785

Contacts

3 of 83
  • Bradley Lakner

    Bradley Lakner

    Financial AdvisorCRD 4167521

  • James Walker

    Registered RepresentativeCRD 1456393

  • Addison Freedle

    Addison Freedle

    Advisor AssistantCRD 7934008

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1,043

Active vs passive

$799M in ETFs

Passive

62%

$497M

Active

32%

$302M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES GOLD TRUST (IAU)BlackRockPassiveCommodities Focused$22.4M253,6692.80%
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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
2700 Post Oak Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth