Monex Securities, Inc.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
24
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
30362
Registered since
May 28, 1992

Firm profile

FINTRX

Overview

Monex Securities, Inc. is recorded as a corporation that registered with the SEC in 1992. Ownership on file indicates a combination of a foreign entity and an individual. FINTRX classifies the firm as unclassified and flags it as not operating as a capital allocator. The profile does not identify the firm's fee schedule, specific advisory activities, or client segments. Regulatory flags and service designations from the snapshot show the firm is not listed as an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not identified as a related adviser. FINTRX also indicates the firm has not supplied additional detail about its activities or affiliations.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Ruben Contreras

    Ruben Contreras

    CCO & CFOCRD 5468327

Contacts

3 of 23
  • Oscar Flores

    Senior International Financial AdvisorCRD 861991

  • Diego Carus Garrido

    Diego Carus Garrido

    Financial SpecialistCRD 7596398

  • Jose Balcazar

    Jose Balcazar

    Senior VP International Financial AdvisorCRD 5415406

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
440 Louisiana St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth