MONEX SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
24
Avg account
$0

Firm details

Headquarters
HOUSTON, Texas
CRD number
30362
Registered since
May 28, 1992

Firm profile

FINTRX

Overview

Monex Securities, Inc. is a corporate broker-dealer/advisory entity that has been registered with the SEC since 1992. Ownership is reported as a mix of a foreign entity and individual stakeholders. FINTRX does not place the firm into a conventional advisory classification and the public profile contains minimal detail on client segments, fee schedules, or active advisory business lines. Regulatory and operational markers in the record indicate Monex Securities, Inc. does not operate as a capital allocator and is not classified as a multi-state adviser or a newly formed adviser. It is also not identified as a related adviser or a pension consultant in the available FINTRX information.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • RUBEN CONTRERAS

    CCO & CFOCRD 5468327

Contacts

3 of 23
  • OSCAR FLORES

    Senior International Financial AdvisorCRD 861991

  • DIEGO CARUS GARRIDO

    Financial SpecialistCRD 7596398

  • JOSE BALCAZAR

    Senior VP International Financial AdvisorCRD 5415406

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
440 Louisiana St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth