Easterly Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
20
Avg account
$0

Firm details

Headquarters
Beverly, Massachusetts
CRD number
281103
Registered since
February 29, 2016

Firm profile

FINTRX

Overview

Easterly Securities LLC is organized as a limited liability company and appears to operate under a domestic ownership structure that includes both an entity and an individual owner. FINTRX classifies the firm as unclassified within its taxonomy. Available profile fields indicate the firm does not position itself as a capital allocator and is not identified as an active ESG investor. Other operational flags show it is not listed as a multi-state adviser, not newly formed, and not identified as a pension consultant or related adviser. Publicly available detail on the firm's client segments, advisory lines, and specific business activities is limited, so there is little visibility into whether it focuses on wealth management, broker-dealer services, or other advisory models.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Michael Montague

    Michael Montague

    Team CFOCRD 5121305

  • Bernard Frize

    Bernard Frize

    Chief Compliance OfficerCRD 2366022

  • Philip Juliano Jr

    Philip Juliano Jr

    Chief Executive OfficerCRD 4781008

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Contacts

3 of 16
  • Jose Cervantes

    Jose Cervantes

    Senior Vice PresidentCRD 4122167

  • Pejmon Zokaei

    Pejmon Zokaei

    Senior Vice PresidentCRD 6237773

  • Kevin Heckman

    Kevin Heckman

    Senior Vice PresidentCRD 5587154

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Beverly, MA

Essex

Location

Beverly, MA

Headquartered in Beverly, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Essex
Address
138 Conant St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth