Ascensus Broker Dealer Services, LLC
Firm details
- Headquarters
- Newton, Massachusetts
- CRD number
- 36478
- Registered since
- July 19, 1994
- Website
- www.ascensus.com
Firm profile
FINTRXOverview
Ascensus Broker Dealer Services, LLC is organized as a limited liability company and has been registered with the SEC since 1994. The firm’s ownership is listed as domestic (entity and/or individual). Public data classifies the firm as unclassified within standard adviser categories. The record indicates the firm is not positioned as a capital allocator, does not identify as an active ESG investor, and is not documented as a multi-state adviser, pension consultant, or related adviser. The available profile contains minimal descriptive detail about advisory activities, fee structures, or client segments. That limited disclosure suggests the entity operates in a specialized capacity within the Ascensus organization rather than as a traditional retail registered investment adviser with publicly reported client-facing assets.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 8
Robert Kaplan
Chief Compliance OfficerCRD 1286735

Marc Mehlman
Chief Financial OfficerCRD 3152118

David Musto
Chair, CEO, CCOCRD 2623276
Contacts
3 of 287
Roger Reynolds
Regional Vice PresidentCRD 3222663

Ross Piraino
Retirement Plan ConsultantCRD 6465739
Spencer Staley
Senior ConsultantCRD 7909429
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Newton, MA
Middlesex
Location
Newton, MA
Headquartered in Newton, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Middlesex
- Address
- 95 Wells Ave
- Time zone
- ET (UTC-5)
- Office locations
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