Ascensus Broker Dealer Services, LLC

Broker-DealerFINRA MemberEst. 1994
Total AUM
Advisory reps
295
Avg account
$0

Firm details

Headquarters
Newton, Massachusetts
CRD number
36478
Registered since
July 19, 1994

Firm profile

FINTRX

Overview

Ascensus Broker Dealer Services, LLC is organized as a limited liability company and has been registered with the SEC since 1994. The firm’s ownership is listed as domestic (entity and/or individual). Public data classifies the firm as unclassified within standard adviser categories. The record indicates the firm is not positioned as a capital allocator, does not identify as an active ESG investor, and is not documented as a multi-state adviser, pension consultant, or related adviser. The available profile contains minimal descriptive detail about advisory activities, fee structures, or client segments. That limited disclosure suggests the entity operates in a specialized capacity within the Ascensus organization rather than as a traditional retail registered investment adviser with publicly reported client-facing assets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 8
  • Robert Kaplan

    Robert Kaplan

    Chief Compliance OfficerCRD 1286735

  • Marc Mehlman

    Marc Mehlman

    Chief Financial OfficerCRD 3152118

  • David Musto

    David Musto

    Chair, CEO, CCOCRD 2623276

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Contacts

3 of 287
  • Roger Reynolds

    Roger Reynolds

    Regional Vice PresidentCRD 3222663

  • Ross Piraino

    Ross Piraino

    Retirement Plan ConsultantCRD 6465739

  • Spencer Staley

    Senior ConsultantCRD 7909429

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Newton, MA

Middlesex

Location

Newton, MA

Headquartered in Newton, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Middlesex
Address
95 Wells Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth