Ascensus Broker Dealer Services, LLC
Firm details
- Headquarters
- Newton, Massachusetts
- CRD number
- 36478
- Registered since
- July 19, 1994
- Website
- www.ascensus.com
Firm profile
FINTRXOverview
Ascensus Broker Dealer Services, LLC operates as a limited liability company that has been registered with the SEC since 1994. FINTRX classifies the firm as unclassified; it is neither identified as a capital allocator nor an active ESG investor. The ownership is listed as a combination of a domestic entity and an individual. Several typical disclosures—such as client segments, fee schedules, and the firm's advisory activities—are not provided in the source data. The firm is not identified as a multistate adviser, a pension consultant, a newly formed adviser, or a related adviser in the FINTRX snapshot, which suggests a relatively narrow regulatory or service footprint in that dataset.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 9
Robert Kaplan
Chief Compliance OfficerCRD 1286735

Marc Mehlman
Chief Financial OfficerCRD 3152118

David Musto
Chair, CEO, CCOCRD 2623276
Contacts
3 of 290
Roger Reynolds
Regional Vice PresidentCRD 3222663

Ross Piraino
Retirement Plan ConsultantCRD 6465739
Spencer Staley
Senior ConsultantCRD 7909429
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Newton, MA
Middlesex
Location
Newton, MA
Headquartered in Newton, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Middlesex
- Address
- 95 Wells Ave
- Time zone
- ET (UTC-5)
- Office locations
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