Ascensus Broker Dealer Services, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
290
Avg account
$0

Firm details

Headquarters
Needham, Massachusetts
CRD number
36478
Registered since
July 19, 1994

Firm profile

FINTRX

Overview

Ascensus Broker Dealer Services, LLC is organized as a limited liability company and is presented in the dataset as a broker-dealer services entity. Public disclosures from the firm are sparse; the available snapshot notes a mixed ownership structure (domestic entity plus individual owner) and classifies the firm as unclassified. According to the dataset, the firm does not act as a capital allocator, is not an active ESG investor, and is not identified as a multi-state adviser, pension consultant, related adviser, or newly formed adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Robert Kaplan

    Robert Kaplan

    Chief Compliance OfficerCRD 1286735

  • James Gearin

    James Gearin

    Chief Operating OfficerCRD 1405150

  • David Musto

    David Musto

    Chair, CEO, CCOCRD 2623276

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Contacts

3 of 281
  • Lindsey Ellis

    Registered RepresentativeCRD 5772771

  • Glenn Zuck

    Glenn Zuck

    Vice President, Business DevelopmentCRD 5170656

  • Shayne Layton

    Shayne Layton

    Institutional Relationship ManagerCRD 4410685

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Needham, MA

Norfolk

Location

Needham, MA

Headquartered in Needham, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Norfolk
Address
140 Kendrick St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth