ASCENSUS BROKER DEALER SERVICES, LLC

Broker-DealerFINRA MemberEst. 1994
Total AUM
Advisory reps
293
Avg account
$0

Firm details

Headquarters
NEWTON, Massachusetts
CRD number
36478
Registered since
July 19, 1994

Firm profile

FINTRX

Overview

Ascensus Broker Dealer Services, LLC is organized as a limited liability company and is recorded as SEC-registered in 1994. The FINTRX snapshot classifies the firm as unclassified and identifies its owner type as a domestic entity/individual. The record flags the firm as not being a capital allocator, not an active ESG investor, and not a multistate adviser; it is also not marked as a newly formed adviser, pension consultant, or related adviser. The firm provided minimal detail about its specific business lines, advisory activities, or external affiliations in the FINTRX entry.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 8
  • ROBERT KAPLAN

    Chief Compliance OfficerCRD 1286735

  • Marc Mehlman

    Chief Financial OfficerCRD 3152118

  • DAVID MUSTO

    Chair, CEO, CCOCRD 2623276

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Contacts

3 of 285
  • Roger Reynolds

    Regional Vice PresidentCRD 3222663

  • Ross Piraino

    Retirement Plan ConsultantCRD 6465739

  • Spencer Staley

    Senior ConsultantCRD 7909429

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

NEWTON, MA

MIDDLESEX

Location

NEWTON, MA

Headquartered in NEWTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
MIDDLESEX
Address
95 Wells Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth