Ascensus Broker Dealer Services, LLC

Broker-DealerFINRA MemberEst. 1994
Total AUM
Advisory reps
298
Avg account
$0

Firm details

Headquarters
Needham, Massachusetts
CRD number
36478
Registered since
July 19, 1994

Firm profile

FINTRX

Overview

Ascensus Broker Dealer Services, LLC operates as a limited liability company that has been SEC-registered since 1994. The entity is organized under domestic ownership with individual ownership characteristics noted in its filing. FINTRX characterizes the firm’s regulatory classification as unclassified. The firm is not identified as a capital allocator and is not active on ESG criteria. It is also not recorded as a multistate investment adviser, a newly formed adviser, a pension consultant, or a related adviser. The public filing does not include detailed descriptions of the firm’s advisory activities, fee models, target client segments, or the specific business lines it operates, and Ascensus Broker Dealer Services, LLC did not provide further information about affiliations or external activities in the submitted data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Robert Kaplan

    Robert Kaplan

    Chief Compliance OfficerCRD 1286735

  • James Gearin

    James Gearin

    Chief Operating OfficerCRD 1405150

  • David Musto

    David Musto

    Chair, CEO, CCOCRD 2623276

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Contacts

3 of 282
  • Lindsey Ellis

    Registered RepresentativeCRD 5772771

  • Glenn Zuck

    Glenn Zuck

    Vice President, Business DevelopmentCRD 5170656

  • Shayne Layton

    Shayne Layton

    Institutional Relationship ManagerCRD 4410685

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Needham, MA

Norfolk

Location

Needham, MA

Headquartered in Needham, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Norfolk
Address
140 Kendrick St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth