Brookwood Securities Partners, LLC
Firm details
- Headquarters
- Beverly, Massachusetts
- CRD number
- 35187
- Registered since
- December 3, 1993
- Website
- www.brookwoodfinancial.com
Firm profile
FINTRXOverview
Brookwood Securities Partners, LLC is organized as a limited liability company and is classified in FINTRX as a placement agent. The firm has been SEC-registered since 1993. The record lists the owner type as a combination of a domestic entity and an individual. Brookwood does not present itself as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. As a placement agent, the firm's primary role is intermediary in capital-raising activities rather than managing client investment portfolios. The FINTRX snapshot does not provide details on investment mandates, fee schedules, or advisory product lines.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Ericka Ayles
Senior Managing Director and Chief Financial OfficerCRD 6530897

Thomas Trkla
Chairman and Chief Executive OfficerCRD 1238366
Contacts
3 of 7
Kristen Riordan
Senior Vice PresidentCRD 2409182

Kurt Zernich
Senior AdvisorCRD 4877690
Marcia Strouss
Managing Director, Associate General CounselCRD 1365779
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Beverly, MA
Essex
Location
Beverly, MA
Headquartered in Beverly, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Essex
- Address
- 138 Conant St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Easterly Securities LLC
Broker-DealerBeverly, MA
State Street Global Advisors Funds Distributors, LLC
Broker-DealerBoston, MA
National Financial Services LLC
Broker-DealerBoston, MA
William O'Neil Securities
Broker-DealerBoston, MA
Mirus Securities, Inc.
Broker-DealerBurlington, MA
Boston Partners Securities, L.L.C.
Broker-DealerBoston, MA