Brookwood Securities Partners, LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Beverly, Massachusetts
CRD number
35187
Registered since
December 3, 1993

Firm profile

FINTRX

Overview

Brookwood Securities Partners, LLC is organized as a limited liability company and is classified in FINTRX as a placement agent. The firm has been SEC-registered since 1993. The record lists the owner type as a combination of a domestic entity and an individual. Brookwood does not present itself as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. As a placement agent, the firm's primary role is intermediary in capital-raising activities rather than managing client investment portfolios. The FINTRX snapshot does not provide details on investment mandates, fee schedules, or advisory product lines.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Ericka Ayles

    Ericka Ayles

    Senior Managing Director and Chief Financial OfficerCRD 6530897

  • Thomas Trkla

    Thomas Trkla

    Chairman and Chief Executive OfficerCRD 1238366

Contacts

3 of 7
  • Kristen Riordan

    Kristen Riordan

    Senior Vice PresidentCRD 2409182

  • Kurt Zernich

    Kurt Zernich

    Senior AdvisorCRD 4877690

  • Marcia Strouss

    Marcia Strouss

    Managing Director, Associate General CounselCRD 1365779

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Beverly, MA

Essex

Location

Beverly, MA

Headquartered in Beverly, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Essex
Address
138 Conant St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth