BROOKWOOD SECURITIES PARTNERS, LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
BEVERLY, Massachusetts
CRD number
35187
Registered since
December 3, 1993

Firm profile

FINTRX

Overview

Brookwood Securities Partners, LLC is a limited liability company that has been registered with the SEC since 1993. Public records classify ownership as a mix of a domestic entity and an individual. FINTRX lists the firm's regulatory classification as unclassified and indicates it is not set up as a capital allocator. Available data show several operational limits: the firm is not identified as an active ESG investor, is not a multi-state adviser, is not newly formed, does not serve in a pension consultant role, and does not appear as a related adviser to other registered entities. The firm has not supplied further detail about its advisory activities, client base, fee structure, or manager allocation preferences in the source material.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • ERICKA AYLES

    Managing Director and Chief Financial OfficerCRD 6530897

  • THOMAS TRKLA

    Chairman and Chief Executive OfficerCRD 1238366

Contacts

3 of 7
  • KRISTEN RIORDAN

    Vice President and Corporate ControllerCRD 2409182

  • KURT ZERNICH

    Senior AdvisorCRD 4877690

  • MARCIA STROUSS

    Managing Director, Associate General CounselCRD 1365779

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BEVERLY, MA

ESSEX

Location

BEVERLY, MA

Headquartered in BEVERLY, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
ESSEX
Address
138 Conant St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth