DZ FINANCIAL MARKETS LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
47098
Registered since
August 19, 1999

Firm profile

FINTRX

Overview

DZ Financial Markets LLC is organized as a limited liability company and is categorized in FINTRX as an investment bank. The firm shows an SEC registration date of 1999 and ownership described as a mix of a foreign entity and an individual. FINTRX flags it as not acting as a capital allocator and not operating as a multi-state adviser; the profile also indicates it is not an active ESG investor, not a pension consultant, and not a related adviser. The FINTRX entry contains only registry-level metadata and does not include a firm narrative, client segments, or disclosure of advisory services. The combination of an "investment bank" classification and the absence of capital-allocation or advisory attributes implies the firm's public profile is centered on investment-banking activities rather than manager-of-managers or outsourced CIO services.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 12
  • MICHAEL PALUMBERI

    AVPCRD 6382967

  • JENNIFER MINOGUE

    Vice PresidentCRD 2874574

  • JAMES MIERS

    Vice President Structured FinanceCRD 6576666

Unlock 9 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1 Vanderbilt Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth