DZ Financial Markets LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
12
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
47098
Registered since
August 19, 1999

Firm profile

FINTRX

Overview

DZ Financial Markets LLC is organized as a limited liability company and is classified in the data as an investment bank. Ownership is listed as a combination of a foreign entity and an individual. Public disclosures about the firm's business lines, fee model, client types, and advisory activities are minimal in the source material. The firm is not flagged as an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser; it is also not identified as a capital allocator.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 12
  • Sauping Kwan

    Vice PresidentCRD 2314707

  • Sherri Akbar

    DirectorCRD 2507691

  • Gerhard Summerer

    Gerhard Summerer

    PresidentCRD 2662173

Unlock 9 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 Vanderbilt Ave
Time zone
ET (UTC-5)
Office locations

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