Ducera Securities LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
—
Advisory reps
72
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
269984
Registered since
February 11, 2016

Firm profile

FINTRX

Overview

Ducera Securities LLC is organized as a limited liability company and is classified in the source data as an investment bank. The record shows SEC registration in 2016 and lists the owner type as a domestic entity and an individual. The profile indicates the firm does not act as a capital allocator and is not recorded as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The dataset does not describe client segments, fee schedules, or advisory activities; the available attributes are consistent with a principal focus on investment banking and advisory engagements rather than ongoing discretionary asset management.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Michael Kramer

    Michael Kramer

    Partner and Chief Executive OfficerCRD 2341638

  • Patrick Dowling

    Patrick Dowling

    Chief Operating OfficerCRD 6710935

Contacts

3 of 70
  • Thomas Hopkins

    FinOpCRD 1835087

  • Agnes Tang

    Agnes Tang

    PartnerCRD 2506449

  • Joshua Scherer

    Joshua Scherer

    Founding PartnerCRD 2522342

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
11 Times Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth