Ducera Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
73
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
269984
Registered since
February 11, 2016

Firm profile

FINTRX

Overview

Ducera Securities LLC is organized as a limited liability company and is classified as an investment bank. Source data lists ownership as a combination of a domestic entity and an individual, which typically indicates a hybrid ownership structure involving one or more principals alongside a corporate owner. The firm is not identified as a capital allocator, and it is not designated as a multi-state adviser, pension consultant, or related adviser. It is also not listed as an active ESG investor. These attributes point to a business centered on investment-banking and advisory activities rather than traditional asset-management or registered-advisor functions.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Michael Kramer

    Michael Kramer

    Partner and Chief Executive OfficerCRD 2341638

  • Patrick Dowling

    Patrick Dowling

    Chief Operating OfficerCRD 6710935

Contacts

3 of 71
  • Thomas Hopkins

    FinOpCRD 1835087

  • Agnes Tang

    Agnes Tang

    PartnerCRD 2506449

  • Joshua Scherer

    Joshua Scherer

    Founding PartnerCRD 2522342

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
11 Times Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth