Dorset Peak Securities LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Hillsborough, New Jersey
CRD number
312209
Registered since
September 15, 2021

Firm profile

FINTRX

Overview

Dorset Peak Securities LLC is a limited liability company that registered with the SEC in 2021 and is classified in the source material as an investment bank. Ownership is listed as a mix of a domestic entity and an individual. The firm is not identified as a capital allocator and is not marked as an active ESG investor or a multi-state registered adviser. Public disclosures for Dorset Peak are sparse: the dataset provides no detail on the firm’s client segments, fee schedule, specific business lines, or the nature of any advisory activities. That lack of operational detail, combined with the investment bank classification, suggests the firm’s public profile centers on transactional or intermediary roles rather than traditional asset-management or advisory businesses that carry client AUM.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jack Leventhal

    Jack Leventhal

    Chief Executive OfficerCRD 2170953

Contacts

3 of 3
  • Daniel Ibarra

    Daniel Ibarra

    Registered RepresentativeCRD 2268659

  • Michelle Dickerson

    Michelle Dickerson

    Managing DirectorCRD 5188932

  • Shari Rothenberg

    Shari Rothenberg

    FinOpCRD 6590875

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Hillsborough, NJ

Somerset

Location

Hillsborough, NJ

Headquartered in Hillsborough, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Somerset
Address
105 Raider Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth