DORSET PEAK SECURITIES LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
HILLSBOROUGH, New Jersey
CRD number
312209
Registered since
September 15, 2021

Firm profile

FINTRX

Overview

Dorset Peak Securities LLC is organized as a limited liability company and is classified in regulatory records as an investment bank. The firm registered with the SEC in 2021. Ownership is identified as a mix of a domestic entity and an individual. Public filings do not describe advisory activities, client segments, fee schedules, or detailed business lines. The firm does not report itself as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Jack Leventhal

    CEOCRD 2170953

  • James Verdone

    CEO and CCOCRD 2581251

Contacts

2 of 2
  • Shari Rothenberg

    ManagerCRD 6590875

  • Michelle Dickerson

    Managing DirectorCRD 5188932

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

HILLSBOROUGH, NJ

SOMERSET

Location

HILLSBOROUGH, NJ

Headquartered in HILLSBOROUGH, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
SOMERSET
Address
105 Raider Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth