Disruptive Securities

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
299155
Registered since
October 23, 2019

Firm profile

FINTRX

Overview

Disruptive Securities is organized as a limited liability company and is registered with the SEC (registration year 2019). Public filings identify the owner type as both a domestic entity and an individual. The firm is categorized as unclassified in the available data and is not designated as a capital allocator, pension consultant, related adviser, or multi-state adviser. It is also not flagged as an active ESG investor. Available records do not disclose the firm’s fee schedule, client segments, or specific advisory activities. The sparse public profile and limited disclosure in filings make it difficult to describe a clear investment mandate or client-facing positioning beyond its status as an SEC-registered advisory entity.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Miles Edwards

    Chief Compliance OfficerCRD 2040332

  • Alexander Davis

    Alexander Davis

    Chairman & CEOCRD 4741207

Contacts

3 of 8
  • Benjamin Steiner

    Registered RepresentativeCRD 5661121

  • David Trevino

    Operations AnalystCRD 8095381

  • Spencer Rose

    Spencer Rose

    Research AnalystCRD 8146075

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
368 9th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth