Direct Financial Care
Firm details
- Headquarters
- ,
- CRD number
- 310559
- Registered since
- March 19, 2024
- Website
- directfinancialcare.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI91.32%
- Individuals5.25%
- Corporations / Businesses3.44%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Direct Financial Care is an independent registered investment adviser organized as a limited liability company and registered with the SEC in 2024. The firm positions itself as a client-focused adviser for individuals and families, offering financial planning and discretionary portfolio management tailored to individuals and small businesses. Compensation is flexible: the firm charges a percentage of assets under management and also uses hourly and fixed-fee arrangements for planning or non-discretionary work. The adviser reports it is not a capital allocator and does not identify as an ESG-active manager.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds94%
- Exchange Traded Equities3%
- Private Funds2%
- Cash & Cash Equivalents1%
Contacts
2 of 2
Jamie Droessler
OwnerCRD 5635716
Rosemarie Porter
Senior ParaplannerCRD 7391138
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$210M in ETFs
100%
$210M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $84.6M | 228,524 | 40.28% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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