Direct Financial Care
Firm details
- Headquarters
- ,
- CRD number
- 310559
- Registered since
- March 19, 2024
- Website
- directfinancialcare.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI91.32%
- Individuals5.25%
- Corporations / Businesses3.44%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Direct Financial Care is an independent registered investment adviser that began SEC registration in 2024 and is structured as a limited liability company owned by an individual. The firm serves individual and family clients, providing financial planning and portfolio management for individuals and small businesses. Its fee arrangements are flexible and include percentage-of-AUM fees as well as hourly and fixed-fee engagements. Direct Financial Care does not present itself as an active ESG investor, does not act as a capital allocator, and is not identified as a multi-state adviser in the source data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds94%
- Exchange Traded Equities3%
- Private Funds2%
- Cash & Cash Equivalents1%
Contacts
2 of 2
Jamie Droessler
OwnerCRD 5635716
Rosemarie Porter
Senior ParaplannerCRD 7391138
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 19Active vs passive
$185M in ETFs
100%
$185M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $75M | 233,776 | 40.46% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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