MOUNT VERNON ASSOCIATES INC

RIASEC RegisteredEst. 1986
Total AUM
$233M
Discretionary
$233M
100% of AUM
Avg account
$1.9M
Accounts
121
Employees
3
Advisory reps
2

Firm details

Headquarters
BALTIMORE, Maryland
CRD number
107099
Registered since
March 24, 1986
Custodians
CHARLES SCHWAB & CO., INC., BANK OF LABOR
Fee structure
Percentage of AUM
Client types
  • HNWI63.39%
  • Pension & Profit Sharing Plans23.15%
  • Charitable Organizations9.22%
  • Individuals4.23%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Mount Vernon Associates Inc. is a small, privately owned advisory corporation formed in 1986 that provides fee-based portfolio management predominantly to individuals, families and institutions. The firm operates under a percentage-of-assets fee model and focuses on discretionary portfolio management for both individual/small-business clients and for business or institutional accounts. Mount Vernon is not registered as a multi-state adviser, does not position itself as a capital allocator or pension consultant, and does not report being an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 67%, Investment Grade Corp Bonds 14%, Non-Investment Grade Corp Bonds 8%, US Government Bonds 4%, Cash & Cash Equivalents 4%, Other 3%67%
  • Exchange Traded Equities67%
  • Investment Grade Corp Bonds14%
  • Non-Investment Grade Corp Bonds8%
  • US Government Bonds4%
  • Cash & Cash Equivalents4%

Owners & executives

2 of 2
  • NANCY O'HARA

    Vice President and Chief Compliance OfficerCRD 5253349

  • MARK SULLIVAN

    President and Chief Investment OfficerCRD 1302578

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$355K in ETFs

Passive

100%

$355K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$355K543100.00%

Location

Primary office

BALTIMORE, MD

BALTIMORE CITY

Location

BALTIMORE, MD

Headquartered in BALTIMORE, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
BALTIMORE CITY
Address
575 S Charles St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth