OBERON ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2010
Total AUM
$233M
Discretionary
$233M
100% of AUM
Avg account
$2.2M
Accounts
108
Employees
4
Advisory reps
1

Firm details

Headquarters
New York, New York
CRD number
123494
Registered since
April 19, 2010
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI90.36%
  • Pooled Investment Vehicles7.38%
  • Individuals1.4%
  • Pension & Profit Sharing Plans0.53%
  • Corporations / Businesses0.34%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Oberon Asset Management, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2010. The firm serves both individual and family clients as well as institutional investors, providing portfolio management for individuals/small businesses and for pooled investment vehicles. It functions with a hedge-fund orientation—charging percentage-of-AUM fees alongside performance-based fees—and is also listed as a sponsor/GP/managing member of pooled vehicles. The firm does not identify as an active ESG investor, is not a multi-state adviser, and is not primarily structured as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, Public Funds/Mutual Funds 20%, Cash & Cash Equivalents 12%68%
  • Exchange Traded Equities68%
  • Public Funds/Mutual Funds20%
  • Cash & Cash Equivalents12%

Owners & executives

1 of 1
  • DANIEL BALDINI

    Managing Member And Chief Compliance OfficerCRD 4991359

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
379 W Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth